Duke Energy CFO reports vesting of 20,776 shares

Duke Energy EVP & CFO Brian D. Savoy reported equity compensation activity.

Accepted by SEC EDGAR 02/09/2026 - 05:01 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Duke Energy EVP & CFO Brian D. Savoy reported equity compensation activity. On February 5, 2026, he acquired 20,776 shares of common stock at $0, reflecting the vesting of performance shares from an award granted on February 22, 2023 after a three-year performance period.

On the same date, 7,822 shares were withheld at $123.41 per share to cover taxes due upon vesting. After these transactions, Savoy directly beneficially owned 69,206 shares of Duke Energy common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Savoy Brian D

Role EVP & CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	20,776	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	7,822	$123.41	$965K

Holdings After Transaction: Common Stock — 69,206 shares (Direct)

Holdings Before and After: Common Stock, 56,252 to 69,206 shares (Direct)

Footnotes (2)

1. F1. Represents vested performance shares related to a performance share award granted February 22, 2023, that contained performance-vesting requirements measured over a three-year performance period and deemed satisfied on February 5, 2026.
2. F2. Represents shares withheld to pay taxes due upon vesting of the performance shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Duke Energy (DUK) EVP & CFO Brian D. Savoy report?

Brian D. Savoy reported vesting of 20,776 Duke Energy common shares on February 5, 2026. These shares came from a performance share award granted in 2023, with performance measured over three years and deemed satisfied on that date.

How many Duke Energy (DUK) shares were withheld for taxes in this Form 4?

The filing shows 7,822 Duke Energy common shares were withheld on February 5, 2026. These shares were used to pay taxes due upon the vesting of previously granted performance shares under the company’s equity compensation arrangements.

What is Brian D. Savoy’s Duke Energy (DUK) share ownership after the reported transactions?

After the reported transactions, Brian D. Savoy directly beneficially owned 69,206 shares of Duke Energy common stock. This figure reflects both the vesting of performance shares and the related share withholding for taxes reported in the Form 4.

What was the origin of the 20,776 Duke Energy (DUK) performance shares that vested?

The 20,776 vested shares represent performance shares from an award granted on February 22, 2023. That award had performance-vesting requirements measured over a three-year performance period, which were deemed satisfied on February 5, 2026, triggering share delivery.

What price per share was used for the Duke Energy (DUK) tax withholding in the Form 4?

The Form 4 states that 7,822 shares were withheld at a price of $123.41 per Duke Energy share. These withheld shares covered tax obligations arising from the vesting of the performance share award on February 5, 2026.

What position does Brian D. Savoy hold at Duke Energy (DUK) in this Form 4?

Brian D. Savoy is identified as an officer of Duke Energy serving as Executive Vice President and Chief Financial Officer. The Form 4 lists him as the sole reporting person filing the insider transaction for these equity compensation-related share movements.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Savoy Brian D

(Last) (First) (Middle)

525 S. TRYON STREET

(Street)

CHARLOTTE NC 28202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CFO

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		A		20,776(1)	A	$0	77,028	D
Common Stock	02/05/2026		F		7,822(2)	D	$123.41	69,206	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents vested performance shares related to a performance share award granted February 22, 2023, that contained performance-vesting requirements measured over a three-year performance period and deemed satisfied on February 5, 2026.

2. Represents shares withheld to pay taxes due upon vesting of the performance shares.

Remarks:

	/s/ David S. Maltz, attorney-in-fact for Brian D. Savoy	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.