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Duke Energy Corp SEC Filings

DUK NYSE

Duke Energy Corporation filings document the regulatory record of a Delaware energy holding company with electric and natural gas utility subsidiaries. Disclosures cover material events, operating and financial results, governance matters, shareholder voting, annual meeting proxy materials, and capital-structure matters tied to its regulated utility business.

The filing record identifies registered securities including DUK common stock, junior subordinated debentures, depositary shares representing Series A preferred stock, and senior notes listed on the New York Stock Exchange. SEC reports also reference major subsidiaries such as Duke Energy Carolinas, Duke Energy Progress, Duke Energy Florida, Duke Energy Ohio, Duke Energy Indiana and Piedmont Natural Gas, along with disclosures on infrastructure investment, generation resources, regulatory matters and risk factors.

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Duke Energy EVP & CFO Brian D. Savoy reported several stock transactions. On February 23, 2026, he executed open-market sales of 8,728 shares at a weighted average price of $127.4934 and 3,272 shares at $128.2265. After these sales, his direct holdings were 55,112 common shares. On February 22, 2026, he disposed of 944 and 1,150 shares to cover taxes upon vesting of restricted stock units granted in 2023 and 2024 under Duke Energy long-term incentive plans.

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Duke Energy EVP and Chief Customer Officer Alexander J. Weintraub reported tax-related share withholdings tied to vesting restricted stock units. On February 22, 2026, 118 and 129 shares of common stock were disposed of at $126.78 per share to cover tax obligations. After these non-market tax-withholding dispositions, he directly holds 10,389 common shares and indirectly holds 2,596 shares through a 401(k) stock fund.

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Duke Energy President and CEO Harry K. Sideris reported a tax-withholding disposition of 924 shares of common stock at $126.78 per share. These shares were withheld to cover taxes due upon vesting of 2,126 restricted stock units granted on February 22, 2023.

After this withholding, he directly holds 91,220 common shares and has indirect ownership of 2,519 shares through a 401(k) issuer stock fund. The filing reflects equity compensation and related tax treatment rather than an open-market sale.

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Duke Energy executive Glenn Robert Alexander reported automatic share dispositions tied to restricted stock vesting. On February 22, 2026, 604 and 797 shares of Duke Energy common stock were withheld at $126.78 per share to cover taxes on vested restricted stock units from 2023 and 2024 awards.

After these tax-withholding transactions, he directly holds 18,659 Duke Energy shares and indirectly holds 5,547 shares through a 401(k) issuer stock fund. These were not open-market purchases or sales but shares delivered to satisfy tax obligations upon vesting.

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Duke Energy senior vice president Regis T. Repko reported multiple stock transactions involving company common shares. On February 20, 2026, he completed an open‑market sale of 4,376 shares at $127.18 per share. The transactions on February 22, 2026 were tax‑withholding dispositions, with 184 shares and 200 shares withheld at $126.78 per share to cover taxes due upon vesting of restricted stock units granted in 2023 and 2024. After these transactions, he held 4,858 shares of Duke Energy common stock directly.

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Duke Energy senior vice president and chief accounting officer Cynthia S. Lee reported tax-withholding dispositions of company stock tied to restricted stock unit vesting. On February 22, 2026, a total of 186 common shares were withheld at $126.78 per share to cover tax obligations on prior RSU awards. After these transactions, she directly owned 9,213 common shares and indirectly held 464 shares through a 401(k) issuer stock fund.

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Duke Energy executive Scott L. Batson reported two tax-related share dispositions tied to restricted stock vesting. On February 22, he surrendered 166 and 223 shares of common stock at $126.78 per share to cover taxes on vesting of 583 and 784 RSUs granted in 2023 and 2024. After these withholdings, he directly owned 30,029 shares of Duke Energy common stock.

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Duke Energy executive Kodwo Ghartey-Tagoe, EVP & CEO of the Carolinas and Natural Gas business, reported routine tax-related share dispositions tied to restricted stock vesting. On February 22, 2026, 1,014 and 1,248 shares of common stock were withheld at $126.78 per share to cover taxes due upon vesting of prior restricted stock unit awards. These are classified as tax-withholding dispositions, not open-market sales. After these transactions, he holds 57,670 shares of Duke Energy common stock directly and an additional 5,502 shares indirectly through a 401(k) stock fund.

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Duke Energy executive Thomas Preston Gillespie Jr. reported share dispositions tied to restricted stock unit (RSU) vesting rather than open‑market sales. On February 22, 2026, he used 1,742 shares of common stock, at $126.78 per share, to cover tax obligations on two RSU awards granted in 2023 and 2024. After these tax-withholding dispositions, he directly owned 55,086 common shares and indirectly held 420 shares through a 401(k) issuer stock fund.

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Duke Energy EVP Bonnie B. Titone reported two tax-related share dispositions tied to restricted stock vesting. On 850 and 930 RSUs vesting, a total of 774 common shares were withheld at $126.78 per share to cover tax obligations. After these withholdings, she directly holds 24,622 common shares.

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FAQ

How many Duke Energy (DUK) SEC filings are available on StockTitan?

StockTitan tracks 110 SEC filings for Duke Energy (DUK), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Duke Energy (DUK)?

The most recent SEC filing for Duke Energy (DUK) was filed on February 24, 2026.