Welcome to our dedicated page for Duke Energy SEC filings (Ticker: DUKB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duke Energy Corporation filings document the issuer behind DUKB, the company’s 5.625% Junior Subordinated Debentures due September 15, 2078. The records identify Duke Energy’s registered securities, including common stock, preferred depositary shares, senior notes and the DUKB junior subordinated debentures, and include material-event disclosures and capital-structure information.
Proxy and current-report filings also describe governance and annual meeting matters for Duke Energy and reference its regulated utility and natural gas subsidiaries, including Duke Energy Carolinas, Duke Energy Progress, Duke Energy Florida, Duke Energy Ohio, Duke Energy Indiana and Piedmont Natural Gas. These disclosures cover shareholder voting matters, board and governance topics, operating-company structure, energy infrastructure investment, generation resources and related risk and regulatory subjects.
Duke Energy Corporation created a new direct financial obligation by issuing $1,500,000,000 of 3.000% Convertible Senior Notes due 2029 in a private Rule 144A offering to qualified institutional buyers. The notes bear 3.000% fixed interest, paid semiannually, and mature on March 15, 2029 unless earlier converted or repurchased.
The notes are senior, unsecured obligations and are convertible into cash, or cash plus shares of common stock, at Duke Energy’s election. The initial conversion rate is 6.2277 shares per $1,000 principal amount (a conversion price of about $160.57 per share), a 22.50% premium to the common stock price on March 9, 2026. Initially, up to 11,443,350 shares may be issuable upon conversion, including make-whole adjustments.
Duke Energy Corporation created a new direct financial obligation by issuing $1,500,000,000 of 3.000% Convertible Senior Notes due 2029 in a private Rule 144A offering to qualified institutional buyers. The notes bear 3.000% fixed interest, paid semiannually, and mature on March 15, 2029 unless earlier converted or repurchased.
The notes are senior, unsecured obligations and are convertible into cash, or cash plus shares of common stock, at Duke Energy’s election. The initial conversion rate is 6.2277 shares per $1,000 principal amount (a conversion price of about $160.57 per share), a 22.50% premium to the common stock price on March 9, 2026. Initially, up to 11,443,350 shares may be issuable upon conversion, including make-whole adjustments.
Duke Energy Corporation is raising capital through an upsized private placement of $1.3 billion of 3.000% convertible senior notes due 2029, increased from a previously announced $1 billion size. Initial purchasers also have an option to buy up to an additional $200 million of these notes.
Duke Energy expects net proceeds of about $1.29 billion, or $1.48 billion if the option is fully exercised, and plans to use them primarily to repay at maturity $1.725 billion of 4.125% convertible notes due April 15, 2026, with any remainder for general corporate purposes.
The new notes carry a 3.000% fixed coupon and mature on March 15, 2029. They are convertible at an initial rate of 6.2277 shares per $1,000 of principal, implying a conversion price of about $160.57 per share, a 22.50% premium to the last reported share price on March 9, 2026.
Duke Energy Corporation is raising capital through an upsized private placement of $1.3 billion of 3.000% convertible senior notes due 2029, increased from a previously announced $1 billion size. Initial purchasers also have an option to buy up to an additional $200 million of these notes.
Duke Energy expects net proceeds of about $1.29 billion, or $1.48 billion if the option is fully exercised, and plans to use them primarily to repay at maturity $1.725 billion of 4.125% convertible notes due April 15, 2026, with any remainder for general corporate purposes.
The new notes carry a 3.000% fixed coupon and mature on March 15, 2029. They are convertible at an initial rate of 6.2277 shares per $1,000 of principal, implying a conversion price of about $160.57 per share, a 22.50% premium to the last reported share price on March 9, 2026.
Duke Energy Corporation plans a private placement of $1 billion aggregate principal amount of convertible senior notes due 2029. The company may also sell up to an additional $150 million of these notes to the initial purchasers.
Duke Energy intends to use the net proceeds to repay at maturity $1.725 billion of its outstanding 4.125% Convertible Senior Notes due April 15, 2026 and for general corporate purposes. The new notes are unsecured, unsubordinated obligations, pay interest semiannually, and are convertible into cash, common stock, or a combination at Duke Energy’s election.
Duke Energy Corporation plans a private placement of $1 billion aggregate principal amount of convertible senior notes due 2029. The company may also sell up to an additional $150 million of these notes to the initial purchasers.
Duke Energy intends to use the net proceeds to repay at maturity $1.725 billion of its outstanding 4.125% Convertible Senior Notes due April 15, 2026 and for general corporate purposes. The new notes are unsecured, unsubordinated obligations, pay interest semiannually, and are convertible into cash, common stock, or a combination at Duke Energy’s election.
Duke Energy Corporation entered into a new Equity Distribution Agreement establishing an at-the-market equity program to offer and sell up to $6,000,000,000 of its common stock over time. Sales can be made through multiple sales agents in ordinary broker transactions, block trades, or other permitted methods.
The company may also use forward sale agreements with designated forward purchasers. Duke Energy will not initially receive cash when forward sellers borrow and sell shares, but it expects to receive proceeds upon any future physical settlement of these forward contracts, subject to various pricing, cap-and-floor, and settlement provisions.
Duke Energy Corporation entered into a new Equity Distribution Agreement establishing an at-the-market equity program to offer and sell up to $6,000,000,000 of its common stock over time. Sales can be made through multiple sales agents in ordinary broker transactions, block trades, or other permitted methods.
The company may also use forward sale agreements with designated forward purchasers. Duke Energy will not initially receive cash when forward sellers borrow and sell shares, but it expects to receive proceeds upon any future physical settlement of these forward contracts, subject to various pricing, cap-and-floor, and settlement provisions.
Duke Energy Corporation is offering up to $6,000,000,000 of common stock from time to time under an equity distribution agreement that permits sales through sales agents and related forward transactions. The program may include initially priced forwards and collared forwards, and terminates upon the earlier of September 23, 2028, sale of the full amount, or earlier termination as specified.
The company will not initially receive proceeds from borrowed-share sales used to hedge forward transactions; expected cash proceeds depend on future physical settlement terms, price adjustments and any election to cash or net share settle. Duke Energy's common stock trades on the NYSE under the symbol DUK (March 5, 2026 close: $131.61).
Duke Energy Corporation is offering up to $6,000,000,000 of common stock from time to time under an equity distribution agreement that permits sales through sales agents and related forward transactions. The program may include initially priced forwards and collared forwards, and terminates upon the earlier of September 23, 2028, sale of the full amount, or earlier termination as specified.
The company will not initially receive proceeds from borrowed-share sales used to hedge forward transactions; expected cash proceeds depend on future physical settlement terms, price adjustments and any election to cash or net share settle. Duke Energy's common stock trades on the NYSE under the symbol DUK (March 5, 2026 close: $131.61).
Duke Energy CORP senior vice president Kelvin Henderson filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 20,841 shares of Duke Energy common stock held directly and an additional 6,970 shares held indirectly through a 401(k) issuer stock fund.
Duke Energy CORP senior vice president Kelvin Henderson filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 20,841 shares of Duke Energy common stock held directly and an additional 6,970 shares held indirectly through a 401(k) issuer stock fund.
Duke Energy Corp executive Abigail L. Motsinger, who serves as SVP, Chief Accounting Officer and Controller, filed an initial insider ownership report. The Form 3 shows she directly holds 3,866 shares of Duke Energy common stock, with no specific buy or sell transaction reported in this filing.
Duke Energy Corp executive Abigail L. Motsinger, who serves as SVP, Chief Accounting Officer and Controller, filed an initial insider ownership report. The Form 3 shows she directly holds 3,866 shares of Duke Energy common stock, with no specific buy or sell transaction reported in this filing.
Duke Energy Corporation reported that an affiliate of Brookfield Super-Core Infrastructure Partners has made an indirect minority investment in Duke Energy Florida through Florida Progress, LLC. At the initial closing on March 3, 2026, Florida Progress issued 9.2% of its membership interests, raising approximately $2.8 billion.
The investment agreement calls for additional investments of $200 million by December 31, 2026, $500 million by June 30, 2027, $1.5 billion by December 31, 2027, and $1 billion by June 30, 2028, for total funding of about $6.0 billion. Investor ownership in Florida Progress is expected to rise to about 19.7% as these tranches are funded.
An amended and restated operating agreement for Florida Progress sets the board at eleven managers, with two nominated by the Investor and nine by Progress Energy, and grants the Investor approval rights over certain major decisions plus a right to require Progress Energy to acquire its interests under specified conditions.
Duke Energy Corporation reported that an affiliate of Brookfield Super-Core Infrastructure Partners has made an indirect minority investment in Duke Energy Florida through Florida Progress, LLC. At the initial closing on March 3, 2026, Florida Progress issued 9.2% of its membership interests, raising approximately $2.8 billion.
The investment agreement calls for additional investments of $200 million by December 31, 2026, $500 million by June 30, 2027, $1.5 billion by December 31, 2027, and $1 billion by June 30, 2028, for total funding of about $6.0 billion. Investor ownership in Florida Progress is expected to rise to about 19.7% as these tranches are funded.
An amended and restated operating agreement for Florida Progress sets the board at eleven managers, with two nominated by the Investor and nine by Progress Energy, and grants the Investor approval rights over certain major decisions plus a right to require Progress Energy to acquire its interests under specified conditions.
DUK notice of a proposed sale of 18,246 common shares through Fidelity Brokerage Services LLC with an aggregate offering price of $2,400,654.36 on 03/02/2026. The shares stem from restricted stock vesting on 02/05/2026 (13,847), 02/22/2026 (2,944), and 02/26/2026 (1,455).
DUK notice of a proposed sale of 18,246 common shares through Fidelity Brokerage Services LLC with an aggregate offering price of $2,400,654.36 on 03/02/2026. The shares stem from restricted stock vesting on 02/05/2026 (13,847), 02/22/2026 (2,944), and 02/26/2026 (1,455).
Regis Repko reported a proposed sale of 663 common shares of Duke Energy on 02/26/2026 under a Restricted Stock Vesting compensation event.
The filing also discloses recent dispositions: 4,376 shares sold on 02/20/2026 for $556,539.68 and 962 shares sold on 02/24/2026 for $123,001.32.
Regis Repko reported a proposed sale of 663 common shares of Duke Energy on 02/26/2026 under a Restricted Stock Vesting compensation event.
The filing also discloses recent dispositions: 4,376 shares sold on 02/20/2026 for $556,539.68 and 962 shares sold on 02/24/2026 for $123,001.32.