Welcome to our dedicated page for Duke Energy SEC filings (Ticker: DUKB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duke Energy Corporation filings document the issuer behind DUKB, the company’s 5.625% Junior Subordinated Debentures due September 15, 2078. The records identify Duke Energy’s registered securities, including common stock, preferred depositary shares, senior notes and the DUKB junior subordinated debentures, and include material-event disclosures and capital-structure information.
Proxy and current-report filings also describe governance and annual meeting matters for Duke Energy and reference its regulated utility and natural gas subsidiaries, including Duke Energy Carolinas, Duke Energy Progress, Duke Energy Florida, Duke Energy Ohio, Duke Energy Indiana and Piedmont Natural Gas. These disclosures cover shareholder voting matters, board and governance topics, operating-company structure, energy infrastructure investment, generation resources and related risk and regulatory subjects.
Duke Energy executive Alexander J. Weintraub reported a routine share withholding related to equity compensation. On April 1, 2026, 139 shares of common stock were withheld at $130.90 per share to cover taxes due upon vesting of 318 restricted stock units granted under the 2023 Long-Term Incentive Plan. This was a tax-withholding disposition, not an open-market sale. After the transaction, he held 12,187 shares directly and an additional 2,616 shares indirectly through a 401(k) issuer stock fund.
Duke Energy executive Bonnie B. Titone reported a routine tax-related share withholding tied to equity compensation. On the vesting of 654 restricted stock units granted March 11, 2024, 285 common shares were withheld at $130.90 per share to cover taxes. Following this non‑market transaction, she directly holds 29,011 Duke Energy shares.
The Vanguard Group filed a Schedule 13G/A amendment reporting 0 shares of Common Stock of Duke Energy Corp and 0 beneficial ownership, representing 0% of the class. The filing states an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report holdings separately. The form is signed by Ashley Grim on 03/26/2026.
Duke Energy Corporation is asking shareholders to vote on four main items at its 2026 virtual annual meeting: election of directors, ratification of Deloitte & Touche as auditor for 2026, an advisory vote on executive pay, and an amendment to eliminate supermajority voting requirements.
The company highlights 2025 as a year of strong execution, delivering adjusted and reported EPS of $6.31, above its earnings guidance midpoint, while maintaining its dividend for the 99th consecutive year. Management outlines a more than $103 billion five‑year regulated capital plan and a goal to add about 14 gigawatts of generation capacity by 2030, supported by contracts for over 4.5 gigawatts of hyperscale data center load and new natural gas, solar, storage, and nuclear initiatives.
The filing also describes a leadership transition appointing Harry K. Sideris as President and CEO and Theodore F. Craver Jr. as Independent Chair, extensive board refreshment and diversity, detailed board risk oversight (including cybersecurity and climate), and an executive compensation program emphasizing pay‑for‑performance with safety, customer, financial, and environmental metrics.
Duke Energy Corporation and several utility subsidiaries entered into Amendment No. 3 and Consent to their existing Amended and Restated Credit Agreement originally dated March 18, 2022. The change extends the termination date of the shared credit facility from March 16, 2030 to March 16, 2031.
The facility involves Duke Energy Corporation, Duke Energy Carolinas, Duke Energy Florida, Duke Energy Indiana, Duke Energy Kentucky, Duke Energy Ohio, Duke Energy Progress and Piedmont Natural Gas Company as borrowers, with Wells Fargo Bank, National Association serving as administrative agent and swingline lender.
Duke Energy Corporation created a new direct financial obligation by issuing $1,500,000,000 of 3.000% Convertible Senior Notes due 2029 in a private Rule 144A offering to qualified institutional buyers. The notes bear 3.000% fixed interest, paid semiannually, and mature on March 15, 2029 unless earlier converted or repurchased.
The notes are senior, unsecured obligations and are convertible into cash, or cash plus shares of common stock, at Duke Energy’s election. The initial conversion rate is 6.2277 shares per $1,000 principal amount (a conversion price of about $160.57 per share), a 22.50% premium to the common stock price on March 9, 2026. Initially, up to 11,443,350 shares may be issuable upon conversion, including make-whole adjustments.
Duke Energy Corporation is raising capital through an upsized private placement of $1.3 billion of 3.000% convertible senior notes due 2029, increased from a previously announced $1 billion size. Initial purchasers also have an option to buy up to an additional $200 million of these notes.
Duke Energy expects net proceeds of about $1.29 billion, or $1.48 billion if the option is fully exercised, and plans to use them primarily to repay at maturity $1.725 billion of 4.125% convertible notes due April 15, 2026, with any remainder for general corporate purposes.
The new notes carry a 3.000% fixed coupon and mature on March 15, 2029. They are convertible at an initial rate of 6.2277 shares per $1,000 of principal, implying a conversion price of about $160.57 per share, a 22.50% premium to the last reported share price on March 9, 2026.
Duke Energy Corporation plans a private placement of $1 billion aggregate principal amount of convertible senior notes due 2029. The company may also sell up to an additional $150 million of these notes to the initial purchasers.
Duke Energy intends to use the net proceeds to repay at maturity $1.725 billion of its outstanding 4.125% Convertible Senior Notes due April 15, 2026 and for general corporate purposes. The new notes are unsecured, unsubordinated obligations, pay interest semiannually, and are convertible into cash, common stock, or a combination at Duke Energy’s election.
Duke Energy Corporation entered into a new Equity Distribution Agreement establishing an at-the-market equity program to offer and sell up to $6,000,000,000 of its common stock over time. Sales can be made through multiple sales agents in ordinary broker transactions, block trades, or other permitted methods.
The company may also use forward sale agreements with designated forward purchasers. Duke Energy will not initially receive cash when forward sellers borrow and sell shares, but it expects to receive proceeds upon any future physical settlement of these forward contracts, subject to various pricing, cap-and-floor, and settlement provisions.
Duke Energy Corporation is offering up to $6,000,000,000 of common stock from time to time under an equity distribution agreement that permits sales through sales agents and related forward transactions. The program may include initially priced forwards and collared forwards, and terminates upon the earlier of September 23, 2028, sale of the full amount, or earlier termination as specified.
The company will not initially receive proceeds from borrowed-share sales used to hedge forward transactions; expected cash proceeds depend on future physical settlement terms, price adjustments and any election to cash or net share settle. Duke Energy's common stock trades on the NYSE under the symbol DUK (March 5, 2026 close: $131.61).