[144] Ocean Park High Income ETF SEC Filing

Rhea-AI Filing Summary

The filer submitted a Form 144 notifying a proposed sale of 400 common shares of the issuer through Fidelity Brokerage Services on 08/19/2025, with an aggregate market value of $48,656.00 and 777,624,467 shares outstanding. The 400 shares were acquired via restricted stock vesting: 174 shares on 02/23/2025 and 226 shares on 04/01/2025, and the consideration is listed as compensation. The filer reports no securities sold in the past three months and makes the required representation that they are not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Small Rule 144 sale notice for 400 vested shares valued at $48,656, likely immaterial to shareholders.

The Form 144 shows a proposed sale of 400 common shares acquired through restricted stock vesting earlier in 2025. The sale is to be executed through Fidelity on 08/19/2025 and is recorded as compensation-related stock. Given the aggregate market value relative to the reported shares outstanding, this filing appears routine and not likely to move markets. The filer also certifies no undisclosed material adverse information.

Corporate Governance Expert

TL;DR: A routine insider disposition under Rule 144; disclosures meet form requirements and include vesting details.

The notice includes acquisition dates and nature (restricted stock vesting) and specifies broker and sale date, satisfying standard disclosure expectations for Rule 144 transactions. The filer affirms compliance representations required by the form. There are no indications of clustered insider selling or prior sales in the past three months based on the submission.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	400	48656.00	777624467	08/19/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/23/2025	Restricted Stock Vesting	Issuer			174	02/23/2025	Compensation
Common	04/01/2025	Restricted Stock Vesting	Issuer			226	04/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Ocean Park High Income ETF (DUKH) report?

The Form 144 reports a proposed sale of 400 common shares through Fidelity on 08/19/2025 with aggregate market value of $48,656.00.

How and when were the shares being sold acquired?

Shares were acquired via restricted stock vesting: 174 shares on 02/23/2025 and 226 shares on 04/01/2025; payment nature is listed as compensation.

Does the filing show other sales by the filer in the past three months?

No. The filing states 'Nothing to Report' for securities sold during the past three months.

Which broker is handling the proposed sale in the Form 144?

The broker named is Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI 02917, and the exchange listed is NYSE.

What representation does the filer make about material information?

The filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.