[144] Ocean Park High Income ETF SEC Filing

Rhea-AI Filing Summary

Ocean Park High Income ETF (symbol DUKH) has filed a Form 144 indicating the intended sale of 1,580 common shares through Fidelity Brokerage Services LLC on or about 08/07/2025. The shares carry an approximate aggregate market value of $198,378.07 and will be sold on the NYSE. They were obtained via four restricted-stock vesting events between February 2024 and February 2025 (482, 282, 98 and 718 shares, respectively).

The ETF reports 777,624,467 shares outstanding; the proposed sale therefore equals roughly 0.0002 % of outstanding equity—an amount too small to meaningfully affect float or liquidity. The filer reports no sales in the past three months and certifies the absence of undisclosed material adverse information.

Positive

• Sale represents only ~0.0002 % of total shares, indicating negligible dilution or market impact.
• Full Rule 144 disclosure with no undisclosed adverse information fosters transparency.

Negative

• Insider share sale can be perceived as a mildly negative signal, even if quantitatively immaterial.

Insights

Securities Analyst

TL;DR: Small insider sale (1,580 shares) worth ~$198k; negligible at 0.0002 % of float—neutral impact.

The filing discloses a routine disposition under Rule 144, sourced from scheduled restricted-stock vesting. Even at current market value, the transaction is immaterial relative to the ETF’s 778 m share base and should not pressure trading volume or signaling. No prior 3-month sales and full certification reduce governance concerns. Overall, investors can view the action as housekeeping rather than strategic commentary.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1580	198378.07	777624467	08/07/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/23/2024	Restricted Stock Vesting	Issuer			482	02/23/2024	Compensation
Common	02/24/2024	Restricted Stock Vesting	Issuer			282	02/24/2024	Compensation
Common	05/05/2024	Restricted Stock Vesting	Issuer			98	05/05/2024	Compensation
Common	02/07/2025	Restricted Stock Vesting	Issuer			718	02/07/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many DUKH shares are being sold under this Form 144?

1,580 common shares are proposed for sale.

What is the market value of the shares to be sold?

The filing lists an aggregate market value of $198,378.07.

When is the planned sale date for the DUKH shares?

The approximate sale date is 08/07/2025.

What percentage of DUKH’s shares outstanding does the sale represent?

About 0.0002 % of the 777,624,467 shares outstanding.

Were there any insider sales in the previous three months?

The filer reports "Nothing to Report" for the past three months.

How were the shares acquired?

All shares were obtained through restricted-stock vesting events between Feb 2024 and Feb 2025.