[Form 4] Ocean Park High Income ETF Insider Trading Activity

Rhea-AI Filing Summary

Bonnie B. Titone, Senior Vice President and Chief Administrative Officer of Duke Energy Corp (ticker shown in the filing as DUK), reported the sale of 2,000 shares of Duke Energy common stock on 08/20/2025 at a weighted average price of $124.3819. After the transaction she beneficially owned 19,608 shares, held directly. The filing notes the shares were sold in multiple transactions at prices ranging from $124.379 to $124.400 and that the reporting person will provide detailed per-trade quantities on request. The Form 4 was signed by an attorney-in-fact on 08/21/2025.

Positive

• None.

Negative

• Insider sale reported: The officer sold 2,000 shares, reducing direct beneficial ownership to 19,608 shares.
• Limited context provided: The filing contains no explanation for the sale or any planned transactions, offering only per-trade detail upon request.

Insights

Corporate Governance Expert

TL;DR: Insider sale of 2,000 shares reduces direct holdings to 19,608 shares; routine disclosure with no additional context provided.

The Form 4 documents a straightforward, disclosed sale by an officer rather than a purchase, showing a modest reduction in direct ownership to 19,608 shares. The filing includes a weighted average sale price and a price range for the multiple transactions, and it offers to supply per-trade quantities on request. There is no accompanying explanation of intent, planned future transactions, or any change in role or control, and no derivative transactions are reported. From a governance perspective this is a standard Section 16 disclosure fulfilling reporting obligations.

Securities Analyst

TL;DR: Officer sale of 2,000 shares is disclosed; transaction size appears immaterial relative to no company-level metrics provided.

The report specifies a sale executed on 08/20/2025 for a weighted average of $124.3819 per share, with prices between $124.379 and $124.400. No options, grants, or acquisitions are reported. Because the filing does not provide company-wide share count or context for the officer's overall holdings relative to outstanding shares, the sale should be treated as an individual liquidity event rather than an indicator of material company-development. Investors seeking material impact should request per-trade details or monitor further Section 16 filings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Titone Bonnie B.

(Last) (First) (Middle)

525 S. TRYON STREET

(Street)

CHARLOTTE NC 28202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Admin Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/20/2025		S		2,000	D	$124.3819(1)	19,608	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects the weighted average sale price for the entire amount of shares sold. These shares were sold in multiple transactions at prices ranging from $124.379 to $124.400, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges

Remarks:

	David S. Maltz, attorney-in-fact for Bonnie B. Titone	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Bonnie B. Titone report in the Form 4 for Duke Energy (DUK)?

The filing reports the sale of 2,000 shares of Duke Energy common stock on 08/20/2025 at a weighted average price of $124.3819.

How many Duke Energy shares did the reporting person own after the transaction?

After the sale the reporting person beneficially owned 19,608 shares, held directly.

What price range is disclosed for the shares sold on 08/20/2025?

The filing states the shares were sold in multiple transactions at prices ranging from $124.379 to $124.400.

Does the Form 4 show any derivative transactions or acquisitions by the reporting person?

No. Table II for derivative securities shows no reported transactions; only a non-derivative sale of common stock is reported.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by David S. Maltz, attorney-in-fact for Bonnie B. Titone on 08/21/2025.