STOCK TITAN

Citadel affiliates, Kenneth Griffin disclose 9.99% stakes in DUKE Robotics (DUKR)

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(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

DUKE Robotics Corp. Schedule 13G: Citadel-related entities report shared beneficial ownership positions in the issuer's common stock. Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each report 353,296 shares (9.99%); Mr. Kenneth Griffin reports 353,393 shares (9.99%).

The filing ties the class denominator to 3,537,475 Shares outstanding, comprised of 3,407,977 Shares outstanding as of May 19, 2026 (per the issuer's Form 10-Q) plus 129,498 Shares issuable upon conversion of certain warrants with exercise limits that prevent ownership above 9.99% post-exercise.

Positive

  • None.

Negative

  • None.

Insights

Citadel affiliates are disclosed near the 9.99% ownership threshold.

The filing shows shared voting and dispositive power for Citadel Advisors LLC, CAH and CGP over 353,296 shares each, and for Mr. Kenneth Griffin over 353,393 shares. The percentages are calculated using a class size of 3,537,475 Shares.

Timing and exercise constraints are explicit: 129,498 warrants are included in the denominator but contain exercise limits preventing post-exercise ownership above 9.99%. Cash‑flow treatment and plans for disposition are not described in the excerpt; subsequent filings would show any transactions.

Shares used for percentage 3,537,475 Shares denominator composed of 3,407,977 outstanding + 129,498 issuable warrants
Citadel Advisors group holdings 353,296 shares reported shared beneficial ownership by Citadel Advisors LLC/affiliates
Kenneth Griffin holdings 353,393 shares reported shared beneficial ownership by Mr. Griffin
Percentage of class 9.99% percentage reported for Citadel entities and Mr. Griffin
Warrants issuable 129,498 shares included in denominator; subject to exercise limits capping ownership at 9.99%
shared dispositive power regulatory
""Shared Dispositive Power 353,296.00""
beneficially own regulatory
""may be deemed to beneficially own 353,296 Shares""
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
Schedule 13G regulatory
""This is being jointly filed""
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stake does Citadel report in DUKE Robotics (DUKR)?

Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each report 353,296 shares, representing 9.99% of the class. These holdings are reported as shared voting and dispositive power by the filing.

How much does Kenneth Griffin beneficially own in DUKR?

Kenneth Griffin is reported as beneficially owning 353,393 shares, which the filing states is 9.99% of the Shares outstanding used for the percentage calculation in this filing.

What share count is used to calculate the percentages in the 13G?

The filing uses 3,537,475 Shares outstanding, comprised of 3,407,977 Shares as of May 19, 2026 per the issuer's Form 10-Q and 129,498 Shares issuable upon conversion of certain warrants.

Do the warrants counted in the filing have exercise limits?

Yes. The filing states the 129,498 Shares issuable upon conversion of certain warrants are subject to terms that limit exercise if, after exercise, the holder and affiliates would beneficially own more than 9.99% of the Shares outstanding immediately after exercise.

Does the Schedule 13G show any sole voting or dispositive power?

No. The filing reports 0 shares for sole voting and sole dispositive power for the named Citadel entities and Mr. Griffin; the reported holdings are shown as shared voting and shared dispositive power in the excerpt.





903448207

(CUSIP Number)
05/18/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: The percentages reported in this Schedule 13G are based upon 3,537,475 Shares outstanding comprised of (i) 3,407,977 Shares outstanding as of May 19, 2026 (according to the issuer's Form 10-Q as filed with the Securities and Exchange Commission on May 20, 2026), and (ii) 129,498 Shares issuable upon conversion of certain warrants held by affiliates of the reporting persons. Except as described in the preceding sentence, all Shares for the holdings of the reporting persons reported in this Schedule 13G are as of the opening of the market on May 26, 2026. The warrants described in clause (ii) are subject to terms that limit exercise, if, after such exercise, the holder and its affiliates would beneficially own more than 9.99% of the number of the Shares outstanding immediately after exercise.


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SCHEDULE 13G



Citadel Advisors LLC
Signature:/s/ Seth Levy
Name/Title:Seth Levy, Authorized Signatory
Date:05/26/2026
Citadel Advisors Holdings LP
Signature:/s/ Seth Levy
Name/Title:Seth Levy, Authorized Signatory
Date:05/26/2026
Citadel GP LLC
Signature:/s/ Seth Levy
Name/Title:Seth Levy, Authorized Signatory
Date:05/26/2026
Citadel Securities LLC
Signature:/s/ Seth Levy
Name/Title:Seth Levy, Authorized Signatory
Date:05/26/2026
Citadel Securities Group LP
Signature:/s/ Seth Levy
Name/Title:Seth Levy, Authorized Signatory
Date:05/26/2026
Citadel Securities GP LLC
Signature:/s/ Seth Levy
Name/Title:Seth Levy, Authorized Signatory
Date:05/26/2026
Kenneth Griffin
Signature:/s/ Seth Levy
Name/Title:Seth Levy, attorney-in-fact*
Date:05/26/2026

Comments accompanying signature: * Seth Levy is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Advisors LLC on Schedule 13G for Allakos Inc. on October 13, 2023.
Exhibit Information

Exhibit 99.1 - Joint Filing Agreement