Welcome to our dedicated page for Duos Technologies Group SEC filings (Ticker: DUOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duos Technologies Group, Inc. filings document governance, capital structure, material agreements, executive compensation, and operating results for a Nasdaq-listed technology infrastructure company. Proxy materials cover annual meeting matters and board oversight, while Form 8-K reports disclose leadership changes, employment and equity compensation arrangements, and other governance events.
The company’s filings also record public offering activity, shelf registration and prospectus supplement disclosures, common stock financing, preliminary financial results, and material agreements tied to Duos Edge AI and high-density GPU infrastructure. These documents frame the company’s reporting around edge data centers, AI infrastructure, machine-vision technology, and related risk and financing matters.
Ferry Charles Parker reported acquisition or exercise transactions in this Form 4 filing.
DUOS Technologies Group director Charles Parker Ferry reported an equity award of 2,074 shares of common stock. The shares were issued as compensation for his service as a director, at a reported value of $12.0563 per share, and were granted under the company’s 2021 Equity Incentive Plan.
The award is subject to a three-year cliff vesting schedule, with all 2,074 shares vesting on December 31, 2027. Additional reported common stock holdings include shares in a joint account with his spouse and shares held under the Employee Stock Purchase Plan.
MAVROMMATIS NED reported acquisition or exercise transactions in this Form 4 filing.
DUOS Technologies Group director Ned Mavrommatis received additional company shares as compensation. He was granted 1,659 shares of common stock at a value of $12.0563 per share for his service as a director. After this award, his directly held position increased to 65,543 shares of DUOS Technologies Group common stock.
James Brian J. reported acquisition or exercise transactions in this Form 4 filing.
DUOS TECHNOLOGIES GROUP, INC. director James Brian J. received a grant of 2,074 shares of common stock on June 30, 2026. The shares, priced at $12.0563 per share in the filing, were issued as compensation for his services as a director, not as an open-market purchase. Following this award, he holds a total of 8,030 common shares directly.
Nixon James Craig reported acquisition or exercise transactions in this Form 4 filing.
DUOS TECHNOLOGIES GROUP, INC. director James Craig Nixon received a grant of 1,556 shares of common stock on June 30 as compensation for his board service. The shares were valued at $12.0563 per share for reporting purposes, bringing his directly held stake to 78,759 shares.
Duos Technologies Group director Frank A. Lonegro received a stock grant for board service. On this Form 4, he acquired 2,074 shares of common stock at a value of $12.0563 per share as compensation for his role as a director. After this award, he directly holds 40,620 common shares.
Goldfarb Adrian Graham reported acquisition or exercise transactions in this Form 4 filing.
Duos Technologies Group Interim CFO Adrian Graham Goldfarb reported new equity compensation in the company’s stock. He received a grant of 1,532 shares of common stock at $9.18 per share, increasing his directly held position in this account to 2,247 shares.
The filing notes that the shares were granted under the company’s 2021 Equity Incentive Plan and are subject to a three-year cliff vesting schedule, with all shares vesting on January 1, 2028. Footnotes also reference participation in the Employee Stock Purchase Plan, where shares are purchased at 85% of the closing price on the measurement date.
Duos Technologies Group, Inc. has completed an underwritten registered direct offering raising approximately $55 million in gross proceeds. The company sold 2,000,000 shares of common stock and 3,800,000 pre-funded warrants at $9.50 per share or warrant to a single large institutional investor.
Each pre-funded warrant is immediately exercisable at an exercise price of $0.001 per share, subject to a 4.99% ownership cap that can be increased to 9.99% with advance notice. Duos plans to use the net proceeds to expand, accelerate, and further commercialize its Edge Data Center business and for working capital and general corporate purposes.
Duos Technologies Group is offering 2,000,000 shares of common stock and pre-funded warrants to purchase up to 3,800,000 shares. The prospectus supplement sets a public offering price of $9.50 per share and identifies expected gross proceeds of approximately $51.79 million before expenses. Net proceeds will be used for power infrastructure, GPU equipment procurement, megawatt deployments in Columbus, Amarillo and Muscatine, site development, and general corporate purposes. The offering assumes 29,413,196 shares outstanding as of June 12, 2026 and reflects an as-adjusted outstanding share count of 35,213,196 assuming exercise of all pre-funded warrants sold.
Duos Technologies Group, Inc. disclosed that USD.AI has provided $98.1 million of asset-based financing to Duos Edge AI – GPUaaS, LLC, a bankruptcy-remote subsidiary formed to deploy NVIDIA B300 GPUs. The three-year debt facility will be secured by the GPUs and related equipment, with the parent company pledging its equity in the subsidiary but not being liable on the debt except for specified “bad boy” events. The transaction is expected to close after delivery and installation of the GPUs, which is anticipated within about 30 days.
Duos Technologies Group, Inc. interim CFO Adrian Graham Goldfarb filed an initial Form 3 reporting his ownership of common stock. The filing lists several direct holdings entries, including shares granted under the company’s 2021 Equity Incentive Plan, which are subject to a three-year cliff vesting schedule with all shares vesting on January 1, 2028, and additional shares held through the Employee Stock Purchase Plan.