Welcome to our dedicated page for Duos Technologies Group SEC filings (Ticker: DUOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Duos Technologies Group, Inc. (Nasdaq: DUOT) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Florida-incorporated issuer with Commission File Number 001-39227, Duos submits current reports on Form 8-K, registration statements on Form S-1, and other required documents that describe its business activities, capital markets transactions, governance changes and financial reporting.
Recent Form 8-K filings include disclosures about public offerings of common stock under an effective shelf registration statement, including the pricing and closing of an underwritten offering. These filings detail the underwriting agreement terms, the number of shares issued, warrants granted to the underwriter, and related legal opinions. Other 8-Ks report quarterly and six-month financial and operating results, furnished press releases and earnings call transcripts, and information provided under Regulation FD, such as investor presentation materials used at conferences.
Duos also uses Form 8-K to report changes in its leadership and board composition. Filings describe the appointment of a President with a background in telecommunications and data centers, the election of a new independent director with experience in fiber and data center businesses, and transitions in the chief financial officer role. These documents outline employment agreements, equity award terms, and director independence determinations, providing detail on executive compensation structures and governance practices.
In addition, Duos has filed a registration statement on Form S-1 that includes information about the company’s securities, risk factors, and financial statements over multiple periods. Through Stock Titan, users can view these filings as they are updated from EDGAR and use AI-powered summaries to understand key points in lengthy documents such as registration statements or current reports. The filings page also offers a way to monitor capital raises, equity incentive plans, and other material events that may affect DUOT shareholders.
DUOS Technologies Group, Inc. director Frank A. Lonegro received 2,018 shares of common stock as compensation for board service on 09/30/2025 at a reported price of $7.4347 per share. After the issuance, Mr. Lonegro beneficially owns 22,626 shares. The Form 4 identifies the transaction as an issuance for services and the filing is signed by Mr. Lonegro on 10/02/2025. The filing is limited to this single non-derivative issuance and does not disclose additional transactions, changes in officer status, or derivative holdings.
Ned Mavrommatis, a Director of Duos Technologies Group, Inc. (DUOT), reported transactions on Form 4. On 09/30/2025 he received 1,346 shares of common stock as director compensation at a price of $7.4347 per share, bringing his post-transaction beneficial ownership to 39,148 shares. Separately, 10,000 shares were granted under the Issuer's 2021 Equity Incentive Plan and are subject to a one-year cliff vesting schedule; all of those shares vest on April 1, 2026. The Form 4 is signed by Mr. Mavrommatis on 10/02/2025.
James Craig Nixon, a director of Duos Technologies Group, Inc. (DUOT), was issued 2,018 shares of common stock as compensation for his director services on 09/30/2025 at an effective price of $7.4347 per share. After the issuance, Mr. Nixon beneficially owns 61,283 shares. The Form 4 was signed on 10/02/2025.
Frank Douglas Recker filed an Initial Statement of Beneficial Ownership reporting ownership of 400,000 shares of DUOS TECHNOLOGIES GROUP, INC. (DUOT) common stock in two non-derivative holdings. The filing shows 225,000 shares granted under the company’s 2021 Equity Incentive Plan vesting on January 1, 2028, and 175,000 shares granted under the same plan vesting on October 1, 2028. The form identifies Mr. Recker as an officer (President) and a director, and the statement was signed on September 17, 2025 for an event dated September 15, 2025. No derivative securities or amendments are reported. The filing discloses the grant dates and three-year cliff vesting schedule for the reported equity awards.
James Brian J., identified as a director of Duos Technologies Group, Inc. (DUOT), filed an initial Form 3 reporting his relationship to the company and stating that he does not beneficially own any securities of the issuer. The filing declares no direct or indirect ownership, and no derivative positions are reported. This is an initial ownership disclosure required for corporate insiders and confirms that the reporting person currently holds zero shares or options in DUOT.
Christopher T. King, formerly Chief Operating Officer of Duos Technologies Group, Inc. (DUOT), resigned effective September 15, 2025. In connection with his resignation he forfeited 112,500 restricted shares from a 225,000-share award under the company’s 2021 Equity Incentive Plan. Following the forfeiture, Mr. King is recorded as beneficially owning 112,500 restricted shares. The remaining restricted shares continue to be subject to the original cliff vesting schedule and are slated to vest on January 1, 2028. The Form 4 was signed on September 16, 2025.
Duos Technologies Group appointed Douglas Recker as President effective September 15, 2025. He has over 30 years of experience in telecommunications and data centers and has led the company’s Duos Edge AI subsidiary since July 2024. In connection with this role, he is resigning from his commercial officer position at New APR Energy to focus on Duos.
The company entered into a new three-year employment agreement with Mr. Recker, providing a $325,000 annual base salary and eligibility for an annual performance bonus of up to 80% of salary based on revenue, profitability and other goals. He previously received 225,000 restricted shares that cliff vest on December 31, 2027, and has now been granted an additional 175,000 restricted shares that cliff vest on September 30, 2028, with accelerated vesting on certain termination or change-of-control events.
Also effective September 15, 2025, Christopher King resigned as Chief Operating Officer of Duos to focus on his COO role at New APR. Of his 225,000 restricted shares, 112,500 will be forfeited, while the remaining 112,500 continue to vest on December 31, 2027, conditioned on his continued employment with New APR.
Duos Technologies Group, Inc. reported that its Board of Directors elected Brian J. James as a new director, effective September 5, 2025. The Board determined that he qualifies as an independent director under Nasdaq listing standards, although he has not yet been assigned to any Board committees.
Mr. James is an entrepreneurial leader with more than 20 years of experience in the fiber and data center industries, holding senior roles at several fiber infrastructure and distribution businesses, including NAT Tech LLC, Fiber Data Warehouse LLC, Fiber Connect LLC and previously BCDC Connect LLC. He will receive the standard compensation package for non-employee directors as described in the company’s April 14, 2025 proxy statement.
The company states there are no special arrangements, family relationships or related-party transactions involving Mr. James that require disclosure. A press release announcing his election is included as an exhibit to the report.
Duos Technologies Group, Inc. reported that it released its financial and operating results for the quarter and six months ended June 30, 2025. The company shared these results in a press release and discussed them on a public earnings conference call.
The press release is furnished as Exhibit 99.1 and the full transcript of the earnings call with CEO Chuck Ferry and CFO Adrian G. Goldfarb is furnished as Exhibit 99.2. These materials are provided as “furnished” information under the securities laws and are also available on the company’s website.
Duos Technologies Group, Inc. (DUOT) reported operational progress and material financing activity in its Form 10-Q. The company recorded $7.2 million of contract liabilities and an equity-method investment tied to an Asset Management Agreement (AMA), with revenue recognition under that AMA beginning January 1, 2025 and approximately $1.8 million recognized for the six months ended June 30, 2025. The company had a working capital deficit of $8.3 million and an accumulated deficit of $79.97 million as of June 30, 2025. Cash flow highlights include $11.5 million from preferred stock sales and multiple ATM placements in 2024–2025, plus a subsequent public offering that raised approximately $37.1 million (net) closed August 1, 2025. The filing discloses customer concentration in revenues and receivables, lease financing activities, several convertible preferred stock series and related conversion mechanics, and commitments for Edge Data Center deployments and Duos Energy expansion.