DUOT Form 3 Filed — Director James Brian J. Discloses Zero Holdings

Rhea-AI Filing Summary

James Brian J., identified as a director of Duos Technologies Group, Inc. (DUOT), filed an initial Form 3 reporting his relationship to the company and stating that he does not beneficially own any securities of the issuer. The filing declares no direct or indirect ownership, and no derivative positions are reported. This is an initial ownership disclosure required for corporate insiders and confirms that the reporting person currently holds zero shares or options in DUOT.

Insights

Corporate Governance Expert

TL;DR: Initial insider disclosure shows a director with no reported ownership, a routine governance filing with limited investor impact.

The Form 3 indicates the director role for James Brian J. and explicitly states no beneficial ownership of DUOS Technologies securities, meaning there are no shares or derivative interests disclosed by this insider at the time of the report. From a governance perspective, this is a standard compliance filing that establishes the insider's position and current lack of equity stake; it does not signal change in control, related-party transactions, or dilution. Investors typically view such filings as administrative unless followed by subsequent buys or sells.

Securities Analyst

TL;DR: Routine initial Section 16 filing reporting zero holdings; no immediate trading or ownership signal for DUOT investors.

As an initial beneficial ownership statement, the form's key datum is the explicit declaration of no direct or indirect beneficial ownership and absence of derivative positions. This provides a clear baseline for future Section 16 reporting obligations but carries no material financial implications by itself. Market impact is expected to be neutral unless subsequent activity shows acquisition or disposition by the reporting director.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

James Brian J.

(Last) (First) (Middle)

7660 CENTURION PARKWAY, SUITE 100

(Street)

JACKSONVILLE FL 32256

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/10/2025

3. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Brain J. James	09/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for DUOT disclose about James Brian J.'s holdings?

The Form 3 states that James Brian J. does not beneficially own any securities of Duos Technologies Group, Inc., including no derivatives.

What is the reporting person's relationship to DUOT on the Form 3?

The filing identifies the reporting person as a director of Duos Technologies Group, Inc. (DUOT).

Does the Form 3 report any derivative securities or options for DUOT?

No. The Form 3 includes Table II but the filing states no derivative securities are beneficially owned.

Does this Form 3 indicate any insider buying or selling activity for DUOT?

No. The Form 3 reports zero ownership, so it does not record any purchases or sales by the reporting director.

Will future filings be required if the director acquires DUOT shares?

Yes. If the reporting person later acquires or disposes of DUOT securities, subsequent Section 16 filings (Form 4 or amendments) would be required to disclose those transactions.