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Duos Technologies Group (DUOT) director awarded 2,074-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ferry Charles Parker reported acquisition or exercise transactions in this Form 4 filing.

DUOS Technologies Group director Charles Parker Ferry reported an equity award of 2,074 shares of common stock. The shares were issued as compensation for his service as a director, at a reported value of $12.0563 per share, and were granted under the company’s 2021 Equity Incentive Plan.

The award is subject to a three-year cliff vesting schedule, with all 2,074 shares vesting on December 31, 2027. Additional reported common stock holdings include shares in a joint account with his spouse and shares held under the Employee Stock Purchase Plan.

Positive

  • None.

Negative

  • None.
Insider Ferry Charles Parker
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, $0.001 par value 2,074 $12.0563 $25K
holding Common Stock, $0.001 par value -- -- --
holding Common Stock, $0.001 par value -- -- --
holding Common Stock, $0.001 par value -- -- --
Holdings After Transaction: Common Stock, $0.001 par value — 278,336 shares (Direct)
Footnotes (4)
  1. F1. These shares were issued to Mr. Ferry as compensation for his services as a Director of the Issuer.
  2. F2. These shares owned by the reporting person are held in a joint account with the reporting person's spouse.
  3. F3. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2027.
  4. F4. The shares are held under the Duos Technologies Group, Inc. Employee Stock Purchase Plan.
Director share grant 2,074 shares Equity compensation grant to director Charles Parker Ferry
Grant price per share $12.0563 per share Recorded value of director equity award
Vesting date December 31, 2027 All 2,074 granted shares vest on this date
Post-transaction holding 1 5,044 shares Common stock holding entry following transaction
Post-transaction holding 2 261,445 shares Common stock holding entry following transaction
Post-transaction holding 3 9,773 shares Common stock holding entry following transaction
2021 Equity Incentive Plan financial
"The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period."
three-year cliff vesting period financial
"The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period."
Employee Stock Purchase Plan financial
"The shares are held under the Duos Technologies Group, Inc. Employee Stock Purchase Plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Common Stock, $0.001 par value financial
"security_title": "Common Stock, $0.001 par value""

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ferry Charles Parker
(Last)(First)(Middle)
7660 CENTURION PARKWAY
SUITE 100
(Street)
JACKSONVILLE FLORIDA 32256
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value06/30/2026A(1)2,074A$12.05632,074D
Common Stock, $0.001 par value9,773D(2)
Common Stock, $0.001 par value261,445(3)D
Common Stock, $0.001 par value5,044(4)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were issued to Mr. Ferry as compensation for his services as a Director of the Issuer.
2. These shares owned by the reporting person are held in a joint account with the reporting person's spouse.
3. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2027.
4. The shares are held under the Duos Technologies Group, Inc. Employee Stock Purchase Plan.
/s/ Charles P. Ferry07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR