Does the Form 4 for DUOT show any insider share sales by James Craig Nixon?

The Form 4 does not show any share sales by James Craig Nixon. It reports only a single acquisition transaction coded as a grant or award, with no corresponding dispositions or derivative exercises in the disclosed data.

Director James Craig Nixon receives 1,556 DUOS (DUOT) shares as compensation

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Nixon James Craig reported acquisition or exercise transactions in this Form 4 filing.

DUOS TECHNOLOGIES GROUP, INC. director James Craig Nixon received a grant of 1,556 shares of common stock on June 30 as compensation for his board service. The shares were valued at $12.0563 per share for reporting purposes, bringing his directly held stake to 78,759 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Nixon James Craig

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value	1,556	$12.0563	$19K

Holdings After Transaction: Common Stock, $0.001 par value — 78,759 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Shares granted: 1,556 shares Grant value per share: $12.0563 per share Shares held after transaction: 78,759 shares +1 more

4 metrics

Shares granted 1,556 shares Grant of common stock to director on June 30

Grant value per share $12.0563 per share Reported value for compensation shares

Shares held after transaction 78,759 shares Director’s direct holdings following grant

Transaction code A Grant, award, or other acquisition classification

Key Terms

Grant, award, or other acquisition, Common Stock, $0.001 par value, compensation shares

3 terms

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock, $0.001 par value financial

"security_title: Common Stock, $0.001 par value"

compensation shares financial

"These shares were issued to Mr. Nixon as compensation shares"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 05:42 PM Accepted by SEC EDGAR 07/02/2026 - 05:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nixon James Craig

(Last)

(First)

(Middle)

7660 CENTURION PARKWAY

SUITE 100

(Street)

JACKSONVILLE

FLORIDA

32256

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	06/30/2026		A⁽¹⁾		1,556	A	$12.0563	78,759	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

	/s/ James Craig Nixon	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DUOT director James Craig Nixon report?

James Craig Nixon reported receiving 1,556 shares of DUOS Technologies common stock. The filing classifies this as a grant or award acquisition, rather than an open-market purchase, reflecting routine equity-based compensation for his role as a director.

At what value were the compensation shares to James Craig Nixon recorded?

The 1,556 compensation shares were recorded at $12.0563 per share. This figure is used for reporting purposes in the Form 4 and does not necessarily represent a negotiated purchase price or an open-market trade by the director.

How many DUOS Technologies shares does James Craig Nixon hold after this grant?

Following the grant, James Craig Nixon directly holds 78,759 shares of DUOS Technologies common stock. This total reflects his position after adding the 1,556 compensation shares awarded for his service as a director of the company.

Was James Craig Nixon’s Form 4 transaction a market purchase or a compensation grant?

The transaction was a compensation grant, not a market purchase. The Form 4 uses transaction code A and describes it as a grant, award, or other acquisition, with a footnote stating the shares were issued for his services as a director.