STOCK TITAN

DUOT Form 4: 10,000-share grant vests April 1, 2026 for director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ned Mavrommatis, a Director of Duos Technologies Group, Inc. (DUOT), reported transactions on Form 4. On 09/30/2025 he received 1,346 shares of common stock as director compensation at a price of $7.4347 per share, bringing his post-transaction beneficial ownership to 39,148 shares. Separately, 10,000 shares were granted under the Issuer's 2021 Equity Incentive Plan and are subject to a one-year cliff vesting schedule; all of those shares vest on April 1, 2026. The Form 4 is signed by Mr. Mavrommatis on 10/02/2025.

Positive

  • 1,346 shares issued as director compensation, aligning reported compensation with equity
  • 10,000 shares granted under the 2021 Equity Incentive Plan with clear vesting date April 1, 2026

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MAVROMMATIS NED

(Last) (First) (Middle)
7660 CENTURION PARKWAY
SUITE 100

(Street)
JACKSONVILLE FL 32256

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.001 par value 09/30/2025 A(1) 1,346 A $7.4347 39,148 D
Common Stock, $0.001 par value 10,000(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.
2. These shares were granted to Mr. Mavrommatis pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a one-year cliff vesting period. All of the shares vest on April 1, 2026.
/s/ Ned Mavrommatis 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did DUOT director Ned Mavrommatis report on the Form 4?

He reported receiving 1,346 common shares as compensation on 09/30/2025, and a grant of 10,000 shares subject to vesting.

How many DUOT shares does Ned Mavrommatis beneficially own after the transaction?

The Form 4 states he beneficially owns 39,148 shares following the reported transaction.

What was the price per share for the shares issued to Mr. Mavrommatis?

The shares issued as compensation were reported at a price of $7.4347 per share.

When do the granted shares under the Equity Incentive Plan vest?

The 10,000 shares granted under the 2021 Equity Incentive Plan vest on April 1, 2026 after a one-year cliff.

When was the Form 4 signed by the reporting person?

The Form 4 bears the signature of Ned Mavrommatis dated 10/02/2025.
Duos Technologies Group Inc

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United States
JACKSONVILLE