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[Form 3] DUOS TECHNOLOGIES GROUP, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Duos Technologies Group, Inc. (DUOT) reported insider equity holdings for its Chief Financial Officer, Leah F. Brown. The filing shows she holds options to purchase 10,000 shares of Duos Technologies common stock at an exercise price of $4.22 per share, expiring on 11/30/2028. These options were granted on 04/01/2023 and vest over three years, with one third vesting each year. As of the event date of 11/15/2025, options to purchase 6,667 shares have vested and are exercisable.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Brown Leah F.

(Last) (First) (Middle)
7660 CENTURION PARKWAY, SUITE 100

(Street)
JACKSONVILLE FL 32256

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/15/2025
3. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Shares of Common Stock (1) 11/30/2028 Common Stock $0.001 par value 10,000 $4.22 D
Explanation of Responses:
1. These options were granted on April 1, 2023. The options vest over three years, with one third vesting each year. As of the date hereof, options to purchase 6,667 shares have vested and are exercisable.
/s/ Leah F. Brown 11/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Duos Technologies Group (DUOT) disclose in this insider filing?

The company disclosed the equity holdings of its Chief Financial Officer, Leah F. Brown, including stock options to purchase 10,000 shares of Duos Technologies common stock.

How many Duos Technologies (DUOT) stock options does the CFO hold and at what price?

Leah F. Brown holds options to purchase 10,000 shares of Duos Technologies common stock at an exercise price of $4.22 per share, expiring on 11/30/2028.

How do the Duos Technologies (DUOT) CFO stock options vest?

The options were granted on 04/01/2023 and vest over three years, with one third of the 10,000 options vesting each year.

How many of the Duos Technologies (DUOT) CFO options are currently exercisable?

As of the event date of 11/15/2025, options to purchase 6,667 shares have vested and are exercisable.

What is Leah F. Brown’s role at Duos Technologies Group (DUOT)?

Leah F. Brown is an officer of Duos Technologies Group, serving as the company’s Chief Financial Officer.

Is this Duos Technologies (DUOT) insider filing for one reporting person or a group?

The form is filed by one reporting person, covering the holdings of Chief Financial Officer Leah F. Brown only.

Duos Technologies Group Inc

NASDAQ:DUOT

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172.71M
16.81M
16.34%
15.17%
3.31%
Software - Application
Services-prepackaged Software
Link
United States
JACKSONVILLE