Duos Technologies legal chief holds 200,000 shares

Q: How many DUOT shares and options did Chief Legal Officer Matthew J. Polimeni report?

Matthew J. Polimeni reported direct holdings of 200,000 common shares and options covering 7,468 common shares. The options have a $5.64 exercise price.

Q: When do Matthew J. Polimeni’s DUOT shares vest?

The 200,000 common shares were granted under Duos Technologies Group’s 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on October 1, 2029.

The reported common-stock grant vests on October 1, 2029, while the options were fully vested on March 31, 2026.

Filing Impact

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Filing Sentiment

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Rhea-AI Filing Summary

Duos Technologies Group, Inc. Chief Legal Officer Matthew J. Polimeni reported direct holdings of 200,000 common shares and options covering 7,468 common shares. The common shares were granted under the issuer’s 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period, with all shares vesting on October 1, 2029. The options have a $5.64 exercise price; they were granted April 1, 2025, became fully vested on March 31, 2026, and expire April 1, 2030.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Polimeni Matthew J.

Role Chief Legal Officer

Type	Security	Shares	Price	Value
holding	Options to Purchase Shares of Common Stock ^F2	--	--	--
holding	Common Stock, $0.001 par value ^F1	--	--	--

Holdings After Transaction: Options to Purchase Shares of Common Stock — 7,468 contracts (Direct); Common Stock, $0.001 par value — 200,000 shares (Direct)

Footnotes (2)

F1. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on October 1, 2029.
F2. These options were granted on April 1, 2025 and became fully vested on March 31, 2026.

Key Figures

Common shares: 200,000 shares Options covering common shares: 7,468 shares Exercise price: $5.64 per share +3 more

6 metrics

Common shares 200,000 shares Direct holdings; granted under the 2021 Equity Incentive Plan

Options covering common shares 7,468 shares Direct option position

Exercise price $5.64 per share Options to purchase common stock

Common-share vesting date October 1, 2029 All of the reported common shares vest on this date

Option vesting date March 31, 2026 Options became fully vested

Option expiration date April 1, 2030 Options to purchase common stock

Key Terms

three-year cliff vesting period, 2021 Equity Incentive Plan, fully vested

3 terms

three-year cliff vesting period financial

"subject to a three-year cliff vesting period"

2021 Equity Incentive Plan financial

"granted pursuant to the Issuer's 2021 Equity Incentive Plan"

fully vested financial

"became fully vested on March 31, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DUOT shares and options did Chief Legal Officer Matthew J. Polimeni report?

Matthew J. Polimeni reported direct holdings of 200,000 common shares and options covering 7,468 common shares. The options have a $5.64 exercise price.

When do Matthew J. Polimeni’s DUOT shares vest?

The 200,000 common shares were granted under Duos Technologies Group’s 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on October 1, 2029.

When did Matthew J. Polimeni’s DUOT options vest and when do they expire?

The options were granted on April 1, 2025, became fully vested on March 31, 2026, and expire on April 1, 2030.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/13/2026 - 08:01 AM EDT Accepted by SEC EDGAR 10/13/2026 - 08:00 AM EDT

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Polimeni Matthew J.

(Last)

(First)

(Middle)

6651 GATE PARKWAY, 4TH FLOOR

(Street)

JACKSONVILLE

FLORIDA

32256

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2026

3. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Legal Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.001 par value⁽¹⁾	200,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Options to Purchase Shares of Common Stock⁽²⁾	03/31/2026	04/01/2030	Common Stock, $0.001 par value	7,468	$5.64	D

Explanation of Responses:

1. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on October 1, 2029.

2. These options were granted on April 1, 2025 and became fully vested on March 31, 2026.

	/s/ Matthew J. Polimeni	10/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR