DaVita (NYSE: DVA) files Form 144 showing ESPP and RSU resale lots

Rhea-AI Filing Summary

DaVita Inc. submitted a Form 144 notice listing proposed sales of common stock tied to employee equity events. The excerpt itemizes planned dispositions from ESPP purchases and restricted stock vesting with sample lot sizes of 307, 5,711, 165, and 14,346 shares on the dates shown.

Insights

Equity Compensation Specialist

Form 144 lists planned sales from routine employee equity events.

The filing records proposed dispositions tied to ESPP purchases and restricted stock award vesting with discrete lot sizes and dates. These entries reflect planned holder sales, not company-issued offerings.

Timing and exact sale mechanics are not provided in the excerpt; subsequent SEC filings or broker reports would show executed amounts.

Securities Compliance Analyst

The notice is procedural under resale rules and does not imply corporate financing.

Form 144s are administrative notifications under resale exemptions. The listed items — ESPP purchases and vesting events — typically accompany transfers or broker-assisted sales and require adherence to resale conditions.

Cash-flow treatment and purchaser identities are not included in the excerpt; execution details appear in trade reports if sales occur.

Key Figures

ESPP purchase lot: 307 shares Restricted stock vesting lot: 5,711 shares ESPP purchase lot: 165 shares +2 more

5 metrics

ESPP purchase lot 307 shares ESPP Purchase dated 12/31/2023

Restricted stock vesting lot 5,711 shares Restricted Stock Award Vesting dated 03/15/2024

ESPP purchase lot 165 shares ESPP Purchase dated 12/31/2024

Restricted stock vesting lot 14,346 shares Restricted Stock Award Vesting dated 03/15/2025

Form header figure 4,065,340 Numeric value appearing in filer header of excerpt

Key Terms

ESPP, Restricted Stock Award Vesting, Cash Common

3 terms

ESPP financial

"ESPP Purchase | DaVita Inc. | 307 | 12/31/2023"

An Employee Stock Purchase Plan (ESPP) is a company program that lets employees buy the company’s shares at a reduced price, usually by setting aside a small portion of their pay over time. It matters to investors because it encourages employees to own part of the business—like giving staff a discounted membership— which can boost commitment and performance, while also potentially increasing the number of shares available and affecting shareholder value.

Restricted Stock Award Vesting financial

"Restricted Stock Award Vesting | DaVita Inc. | 5,711 | 03/15/2024"

Cash Common financial

"Cash Common | 03/15/2024 | Restricted Stock Award Vesting"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	20529	4065340	64200000	05/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/31/2023	ESPP Purchase	DaVita Inc.			307	12/31/2023	Cash
Common	03/15/2024	Restricted Stock Award Vesting	DaVita Inc.			5711	03/15/2024	Cash
Common	12/31/2024	ESPPPurchase	DaVita Inc.			165	12/31/2024	Cash
Common	03/15/2025	Restricted Stock Award Vesting	DaVita Inc.			14346	03/15/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DaVita's Form 144 for DVA mean?

It notifies the SEC of proposed resale of registered shares tied to employee equity events. The filing lists planned dispositions from ESPP purchases and restricted stock vesting with specified lot sizes and dates.

How many shares are listed in the excerpt of the Form 144?

The excerpt shows example lots of 307, 5,711, 165, and 14,346 shares tied to specific purchase or vesting dates. These are the line-item quantities shown in this excerpt.

Does Form 144 mean the shares were sold?

No. Form 144 is a notice of proposed resale; it does not confirm execution. The excerpt records intended sales tied to equity events, while actual trades would be reported separately in trade or broker records.

What types of events generated the shares in this Form 144?

The listed shares arise from ESPP purchases and restricted stock award vesting on the dates shown, with cash-common treatment noted next to each line in the excerpt.

Where can investors find confirmation of whether the sales occurred?

Executed sales would appear in market trade reports or later SEC filings. This excerpt itself lists proposed dispositions; confirmation requires subsequent transaction reporting or broker disclosures.