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Datavault AI Inc. (DVLT) CEO-linked entity receives 1,327,869 shares via earnout

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Datavault AI Inc. reports that Chief Executive Officer and director T. Nathaniel Bradley, through affiliated entity EOS Technology Holdings Inc., indirectly acquired 1,327,869 shares of common stock on August 3, 2026 in an "other" non-open-market transaction. Footnotes explain EOS may elect to receive Datavault AI common shares instead of cash to satisfy a quarterly earnout payment obligation owed by the company. Following this transaction, EOS holds 13,436,871 shares indirectly attributable to Mr. Bradley, who disclaims beneficial ownership except to the extent of his pecuniary interest. Additional positions reported are 10,906,188 shares held directly and 5,654,483 shares held indirectly through his spouse. The footnotes also note that any future share distributions by EOS to its shareholders would reduce Mr. Bradley’s reported indirect holdings without implying open-market sales by him.

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Insider BRADLEY NATHANIEL T
Role Chief Executive Officer
Type Security Shares Price Value
Other Common Stock F1, F2 1,327,869 $0.00 $0.00
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 13,436,871 shares (Indirect, By EOS Technology Holdings Inc.); Common Stock — 10,906,188 shares (Direct); Common Stock — 5,654,483 shares (Indirect, By Spouse)
Footnotes (2)
  1. F1. Mr. Bradley, as an officer and member of the board of directors of EOS Technology Holdings Inc. ("EOS"), may be deemed to share voting and investment power over shares of common stock beneficially owned by EOS. Pursuant to a Letter Agreement dated July 29, 2026, EOS may elect to receive shares of Common Stock in lieu of cash in satisfaction of a quarterly earnout payment obligation owed by the issuer to EOS. If EOS subsequently distributes any such shares to its shareholders, the number of shares reported herein as indirectly beneficially owned by Mr. Bradley through EOS would decrease to reflect the reduction in EOS's holdings. Such a decrease would result from the distribution by EOS and would not necessarily indicate that Mr. Bradley sold shares in an open market transaction.
  2. F2. Mr. Bradley disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
Shares acquired via EOS 1,327,869 shares Common Stock acquired indirectly in J-code transaction on August 3, 2026
Indirect holdings via EOS after transaction 13,436,871 shares Total Datavault AI common shares indirectly attributable through EOS Technology Holdings Inc.
Direct holdings after transaction 10,906,188 shares Datavault AI common shares held directly by T. Nathaniel Bradley
Indirect holdings via spouse 5,654,483 shares Datavault AI common shares indirectly owned through Mr. Bradley’s spouse
Letter Agreement date July 29, 2026 Date of agreement allowing EOS to receive shares in lieu of cash for quarterly earnout
earnout payment obligation financial
"in lieu of cash in satisfaction of a quarterly earnout payment obligation owed"
beneficial ownership financial
"shares of common stock beneficially owned by EOS"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of these securities except to the extent of his pecuniary interest"
indirectly beneficially owned financial
"indirectly beneficially owned by Mr. Bradley through EOS would decrease"
Section 16 regulatory
"shall not be deemed an admission of beneficial ownership for purposes of Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Datavault AI (DVLT) disclose for CEO T. Nathaniel Bradley?

Datavault AI disclosed that CEO T. Nathaniel Bradley, via EOS Technology Holdings Inc., indirectly acquired 1,327,869 common shares on August 3, 2026. The transaction is coded as an "other" non-open-market acquisition tied to an earnout mechanism rather than a market purchase.

How many Datavault AI (DVLT) shares does EOS Technology Holdings Inc. hold after the transaction?

After the reported transaction, EOS Technology Holdings Inc. holds 13,436,871 Datavault AI common shares indirectly attributable to CEO T. Nathaniel Bradley. These shares may be received in lieu of cash for a quarterly earnout payment obligation owed by Datavault AI to EOS.

How is the Datavault AI (DVLT) earnout to EOS Technology Holdings structured?

A letter agreement dated July 29, 2026 allows EOS Technology Holdings Inc. to elect Datavault AI common shares instead of cash to satisfy a quarterly earnout payment obligation. The 1,327,869-share acquisition reflects such an election, rather than an open-market trade.

Does CEO T. Nathaniel Bradley claim full beneficial ownership of the EOS-held Datavault AI (DVLT) shares?

No. The footnotes state Mr. Bradley disclaims beneficial ownership of shares held through EOS except to the extent of his pecuniary interest. He is an officer and director of EOS and may be deemed to share voting and investment power over EOS’s Datavault AI holdings.

Would a reduction in EOS’s Datavault AI (DVLT) holdings mean CEO Bradley sold shares in the market?

Not necessarily. The footnotes clarify that if EOS distributes shares to its shareholders, Mr. Bradley’s reported indirect holdings through EOS would decrease. Such a decrease would result from EOS’s distribution and would not necessarily indicate any open-market sales by Mr. Bradley.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BRADLEY NATHANIEL T

(Last)(First)(Middle)
C/O DATAVAULT AI INC., ONE COMMERCE SQ.,
2005 MARKET STREET, SUITE 2400

(Street)
PHILADELPHIA PENNSYLVANIA 19103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Datavault AI Inc. [ DVLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026J1,327,869(1)(2)A$0.0013,436,871(1)(2)IBy EOS Technology Holdings Inc.
Common Stock10,906,188D
Common Stock5,654,483IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Mr. Bradley, as an officer and member of the board of directors of EOS Technology Holdings Inc. ("EOS"), may be deemed to share voting and investment power over shares of common stock beneficially owned by EOS. Pursuant to a Letter Agreement dated July 29, 2026, EOS may elect to receive shares of Common Stock in lieu of cash in satisfaction of a quarterly earnout payment obligation owed by the issuer to EOS. If EOS subsequently distributes any such shares to its shareholders, the number of shares reported herein as indirectly beneficially owned by Mr. Bradley through EOS would decrease to reflect the reduction in EOS's holdings. Such a decrease would result from the distribution by EOS and would not necessarily indicate that Mr. Bradley sold shares in an open market transaction.
2. Mr. Bradley disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
/s/ Nathaniel T. Bradley08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)