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Dogwood Therapeutics to sell 4.1M shares at $1.22

Dogwood must file for resale no later than the 15th day after October 19, with effectiveness efforts tied to SEC review notice.

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Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

On October 19, 2026, Dogwood Therapeutics, Inc. (DWTX) agreed to issue and sell 4,098,360 common shares to Sealbond Limited in a private placement at $1.22 per share; closing is expected on or before October 29, 2026. Under a registration rights agreement, Dogwood must file a resale registration statement no later than the 15th day following October 19, 2026. It also agreed to use reasonable best efforts to obtain effectiveness as soon as reasonably practicable after filing, and no later than the fifth business day after receiving qualifying SEC notice. Dogwood bears registration fees and expenses other than selling expenses, which Sealbond bears.

As of September 30, 2026, Sealbond reported beneficial ownership of 21,822,333 shares, or 63.9%, and Conjoint Inc. reported 2,842,638 shares. Their indirect parent, CK Life Sciences Int'l., (Holdings) Inc., reported beneficial ownership of 24,664,971 shares, or 72.3%. The ownership percentages are based on 34,129,553 shares outstanding as of that date.

Private-placement shares 4,098,360 shares Shares Dogwood agreed to issue and sell to Sealbond
Purchase price $1.22 per share Private placement with Sealbond
Sealbond beneficial ownership 21,822,333 shares As of September 30, 2026
Sealbond ownership of class 63.9% Based on shares outstanding as of September 30, 2026
Conjoint beneficial ownership 2,842,638 shares As of September 30, 2026
CK Life Sciences beneficial ownership 24,664,971 shares Reported by the indirect parent as of September 30, 2026
CK Life Sciences ownership of class 72.3% Based on shares outstanding as of September 30, 2026
Common shares outstanding 34,129,553 shares As of September 30, 2026; basis for the reported ownership percentages
private placement financial
"to Sealbond in a private placement"
A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.
Registration Rights Agreement regulatory
"entered into a registration rights agreement"
A registration rights agreement is a contract that gives investors the option to have their ownership stakes officially registered with the government, making it easier to sell their shares later. This agreement matters because it provides investors with a clearer path to cash out their investments if they choose, offering more liquidity and confidence in their ability to sell their holdings when desired.
Registrable Securities regulatory
"the Shares issued in the private placement (the "Registrable Securities")"
reasonable best efforts regulatory
"use reasonable best efforts to have the registration statement declared effective"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares is DWTX selling to Sealbond, and at what price?

Dogwood agreed to sell Sealbond 4,098,360 shares at $1.22 per share in a private placement.

When is the DWTX private placement expected to close?

The closing is expected to occur on or before October 29, 2026.

When must DWTX file the resale registration statement?

Dogwood must file it no later than the 15th day following October 19, 2026. The company also agreed to use reasonable best efforts to obtain effectiveness as soon as reasonably practicable after filing, subject to a deadline of the fifth business day after it receives qualifying SEC notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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92829J203

(CUSIP Number)
CK Life Sciences
7th Floor, Cheung Kong Center, 2 Queen's Road Central Hong Kong
HONG KONG, K3, 00000
(852) 2126 1212


Blake Liggio, Esq.
Goodwin Procter LLP, 100 Northern Avenue
Boston, MA, 02210
(617) 570 1000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
10/19/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
The amounts reported as beneficially owned consist of 21,822,333 shares of common stock, $0.0001 par value ("Common Stock"), held directly by Sealbond Limited. All ownership percentages are calculated based on 34,129,553 shares of Common Stock outstanding as of September 30, 2026, as disclosed by the Issuer to the Reporting Persons.


SCHEDULE 13D




Comment for Type of Reporting Person:
The amounts reported as beneficially owned consist of (i) 21,822,333 shares of Common Stock held directly by Sealbond Limited and (ii) 2,842,638 shares of Common Stock held directly by Conjoint Inc. All ownership percentages are calculated based on 34,129,553 shares of Common Stock outstanding as of September 30, 2026, as disclosed by the Issuer to the Reporting Persons.


SCHEDULE 13D




Comment for Type of Reporting Person:
The amounts reported as beneficially owned consist of 2,842,638 shares of Common Stock held directly by Conjoint Inc. All ownership percentages are calculated based on 34,129,553 shares of Common Stock outstanding as of September 30, 2026, as disclosed by the Issuer to the Reporting Persons.


SCHEDULE 13D


Sealbond Limited
Signature:/s/ Wong Wun Lam
Name/Title:Wong Wun Lam, Director
Date:10/21/2026
CK Life Sciences Int'l., (Holdings) Inc.
Signature:/s/ Yu Ying Choi Alan Abel
Name/Title:Yu Ying Choi Alan Abel, Director
Date:10/21/2026
Conjoint Inc.
Signature:/s/ Wong Wun Lam
Name/Title:Wong Wun Lam, Director
Date:10/21/2026

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