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Dynex Capital (DX) director Neal Douglas files Form 3 initial ownership

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Dynex Capital Inc. director Neal Douglas E filed a Form 3, which is an initial statement of beneficial ownership for company insiders. This filing does not list any transactions or derivative positions and serves mainly to put his insider status on record for future reporting.

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FAQ

What does the Dynex Capital (DX) Form 3 filing by Neal Douglas E represent?

The Form 3 for Dynex Capital director Neal Douglas E is an initial statement of beneficial ownership. It establishes him as an insider who will be subject to ongoing reporting of future trades and holdings under SEC rules for directors and key stakeholders.

Does the Dynex Capital (DX) Form 3 for Neal Douglas E show any stock transactions?

No, the Form 3 for Dynex Capital director Neal Douglas E shows no reported stock transactions. The transaction summary lists zero buys, sells, exercises, gifts, or other dispositions, indicating the filing is purely an initial ownership-reporting form without trading activity.

Are any derivative securities reported in Neal Douglas E’s Dynex Capital (DX) Form 3?

No derivative securities are reported in the Dynex Capital Form 3 for Neal Douglas E. The derivative summary section is empty, and derivativeTransactionCount is zero, meaning no options, warrants, or other derivative positions are disclosed in this initial insider statement.

What do the transaction counts in the Dynex Capital (DX) Form 3 indicate?

All transaction counts in the Dynex Capital Form 3 for Neal Douglas E are zero, including buys, sells, exercises, gifts, and tax withholdings. This confirms there is no trade activity tied to this filing, only the establishment of his reporting status as a director.

Does the Dynex Capital (DX) Form 3 show any net buying or selling by Neal Douglas E?

The Form 3 transaction summary shows netBuySellShares of zero and a netBuySellDirection labeled neutral. This means the filing does not reflect any net purchase or sale of Dynex Capital shares by director Neal Douglas E at this time.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Neal Douglas E

(Last)(First)(Middle)
140 EAST SHORE DRIVE
SUITE 100

(Street)
GLEN ALLEN VIRGINIA 23059

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/15/2026
3. Issuer Name and Ticker or Trading Symbol
DYNEX CAPITAL INC [ DX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Kathy E. Rhodes, as attorney-in-fact for Neal E. Douglas06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)