Welcome to our dedicated page for EBR SYS SEC filings (Ticker: EBRCZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
EBR Systems, Inc. filings document an emerging growth company’s financial updates, governance votes, and capital-structure changes. The company’s Form 8-K reports include preliminary operating results, commercial and clinical progress, annual and special meeting voting results, and amendments to its certificate of incorporation.
Proxy materials for EBRCZ describe director elections, equity plan matters, shareholder approvals, common stock proposals, CHESS Depositary Interests, and related governance procedures. The filing record also documents the company’s reverse stock split, security issuance ratifications, and recurring disclosure controls around unaudited preliminary financial information.
EBR Systems, Inc. is calling a virtual special meeting to approve key equity financing steps tied to its Australian listing. Stockholders will vote on ratifying the prior issue of 77,352,890 CHESS Depositary Interests (CDIs), equivalent to 7,735,289 shares, at A$0.38 per CDI, which raised approximately A$29.4 million. They will also consider approving the planned issue of 92,105,270 new CDIs (9,210,527 shares) at A$0.38 per CDI to entities advised by Brandon Capital, targeting about A$35.0 million in additional proceeds for the WiSE CRT System commercialization, manufacturing scale-up, sales, R&D, and working capital. A third proposal would allow adjournment of the meeting to solicit more proxies if needed. As of June 29, 2026, 75,330,559 shares were outstanding, and directors and executive officers as a group held about 3.98% of the stock.
EBR Systems, Inc. reported an initial statement of beneficial ownership by Host-Plus Pty Ltd as trustee for the HOSTPLUS Pooled Superannuation Trust, identified as a more than ten percent owner. The filing lists only existing holdings, with no reported purchases or sales.
The trustee reports indirect ownership of common stock through several investment trusts, including 3,349,853 shares held by BB6 SERVICE (HP) COINVESTMENT TRUSCO PTY LTD atf BCP (HP) Co-Investment Trust and 2,655,139 shares held by MRCF3 Service (HP) Pty Ltd atf MRCF 3 (HP) Trust. Additional indirect positions are reported via other related trusts.
The filing also shows multiple warrant positions over common stock with an exercise price of $0.5891 per share and expiration dates ranging from 2029-08-26 to 2031-10-04. Each share of common stock corresponds to 10 Chess Depositary Interests that trade on the Australian Securities Exchange.
Host-Plus Pty Ltd amends a Schedule 13G/A to report holdings in EBR Systems, Inc. The filing updates ownership following the acquisition of 25,630,390 CDIs in the issuer's retail entitlement offer that closed on June 29, 2026, and reports beneficial ownership of 8,056,095 shares of common stock, representing 10.6% of the class based on 75,330,559 shares outstanding as of June 29, 2026. The filing explains the effect of the issuer's 1-for-10 reverse stock split (effective April 1, 2026) on CDI conversion (10 CDIs now equal one share) and lists warrants convertible into 430,135 shares that are included in the percentage calculation.
EBR Systems, Inc. granted Chief Commercial Officer Erik Strandberg a stock option covering 50,000 shares of common stock. The option has an exercise price of $2.6727 per share and expires on June 23, 2036.
This is a compensation-related award, not an open-market purchase or sale. All 50,000 underlying shares remain subject to the option after the transaction. Vesting is gradual: 1/48 of the option vests on July 24, 2026 and monthly thereafter, as long as he continues as a service provider.
EBR Systems, Inc. reported that Chief Operating Officer Michael Hendricksen received an equity compensation grant of stock options. He was awarded 54,000 stock options to purchase common stock at an exercise price of $2.6727 per share, expiring on June 23, 2036.
According to the vesting terms, 1/48 of the options will vest on July 24, 2026, with additional 1/48 portions vesting monthly thereafter, as long as he continues as a service provider. Following this award, he holds 54,000 derivative securities related to this grant.
EBR Systems, Inc. reported that Chief Financial Officer Gary W. Doherty received a grant of stock options covering 60,000 shares of common stock. The options have an exercise price of $2.6727 per share and expire on June 23, 2036.
These options were granted as compensation, with no cash paid at grant. According to the vesting schedule, 1/48 of the option shares will vest on July 24, 2026 and monthly thereafter, as long as he continues as a service provider. Following this grant, he holds 60,000 options directly.
EBR Systems, Inc. Schedule 13G/A — Regal Partners Funds Management Pty Limited and Regal Partners Limited report beneficial ownership of 87,510,124 ordinary shares, representing 11.62% of the class as disclosed in this amendment.
The filing lists shared voting power and shared dispositive power of 87,510,124 shares; signatures are dated 07/03/2026.
EBR Systems director Bronwyn Evans, together with Peter Douglas Gordon, exercised subscription rights to acquire 27,579 shares of Common Stock at A$3.80 per share. These shares represent common stock underlying 275,790 Chess Depositary Interests (CDIs) traded on the Australian Securities Exchange.
Following the transactions, their indirect holdings increased to 112,737 shares of Common Stock, representing common stock underlying 1,127,370 CDIs held via CHESS Depository Nominees. All activity reflects an exercise of in-the-money derivative rights rather than an open-market purchase or sale.
EBR Systems, Inc. director Bronwyn Evans reported two indirect acquisitions of common stock through exercises of in-the-money derivative securities. On June 15, 2026, entities "By Bronwyn Evans and Peter Douglas Gordon" exercised derivatives into 15,000 common shares at A$3.85 per share and another 15,000 shares at A$3.80 per share. The footnotes explain these represent the same number of Chess Depositary Interests traded on the Australian Securities Exchange and note that the reported beneficial ownership reflects a 1-for-10 reverse stock split effective April 1, 2026.
EBR Systems, Inc. is asking stockholders to approve two capital-actions at a virtual Special Meeting on August 19, 2026 (Australia) / August 18, 2026 (U.S.). The company previously issued 77,352,890 CDIs (equivalent to 7,735,289 shares) at A$0.38 on June 11–12, 2026 (Tranche 1). Proposal 1 seeks ratification under ASX Listing Rule 7.4 so those CDIs are excluded from the 15% placement capacity calculation. Proposal 2 seeks shareholder approval under ASX Listing Rule 10.11 to issue 92,105,270 CDIs (equivalent to 9,210,527 shares) at A$0.38 to specified investors (Tranche 2), which would raise approximately A$35.0 million if completed. The record date for voting is July 7, 2026; shares outstanding were 75,330,559 as of that date. The Board recommends voting FOR Proposals 1–3.