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EBR Systems (EBRCZ) CFO awarded 60,000 options at $2.6727 strike price

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EBR Systems, Inc. reported that Chief Financial Officer Gary W. Doherty received a grant of stock options covering 60,000 shares of common stock. The options have an exercise price of $2.6727 per share and expire on June 23, 2036.

These options were granted as compensation, with no cash paid at grant. According to the vesting schedule, 1/48 of the option shares will vest on July 24, 2026 and monthly thereafter, as long as he continues as a service provider. Following this grant, he holds 60,000 options directly.

Positive

  • None.

Negative

  • None.
Insider Doherty Gary W.
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 60,000 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 60,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Option grant size 60,000 options Stock Option (right to buy) granted to CFO
Exercise price $2.6727 per share Exercise price of option grant
Underlying shares 60,000 shares Common stock underlying the options
Total options after grant 60,000 options Total derivative securities following transaction
Vesting start date July 24, 2026 1/48 of shares vest, monthly thereafter
Expiration date June 23, 2036 Option expiration for this grant
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
exercise price financial
"conversion_or_exercise_price: 2.6727"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"1/48 of the shares subject to the option shall vest on July 24, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date: 2036-06-23T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
derivative securities financial
"derivativeTransactionCount: 1"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
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FAQ

What did EBR Systems (EBRCZ) disclose about Gary Doherty in this Form 4?

EBR Systems disclosed that Chief Financial Officer Gary W. Doherty received a grant of stock options for 60,000 shares. These options are a compensation award, giving him the right to buy common stock at a fixed exercise price over a long-term period.

How many stock options were granted to the EBR Systems (EBRCZ) CFO?

Gary W. Doherty was granted stock options covering 60,000 shares of EBR Systems common stock. This entire amount represents newly awarded options, and after the transaction, his reported holdings of these options total 60,000 derivative securities held directly.

What is the exercise price of the EBR Systems (EBRCZ) CFO option grant?

The stock options granted to Gary W. Doherty have an exercise price of $2.6727 per share. This means he can buy EBR Systems common stock at that fixed price once the options vest, regardless of the market price at exercise time.

When do the EBR Systems (EBRCZ) CFO stock options start vesting?

The options begin vesting on July 24, 2026, when 1/48 of the shares vest. Additional 1/48 portions vest monthly thereafter, as long as Gary W. Doherty continues as a service provider, gradually making more of the 60,000 options exercisable over time.

What is the expiration date of the EBR Systems (EBRCZ) CFO stock options?

The stock options granted to Gary W. Doherty expire on June 23, 2036. After this expiration date, any unexercised vested options will no longer be usable, limiting the period during which he can choose to purchase shares at the exercise price.

Does the EBR Systems (EBRCZ) Form 4 show a stock purchase or a grant?

The Form 4 shows a grant or award acquisition of stock options, not a market stock purchase. Gary W. Doherty did not pay cash at grant; instead, he received the right to buy shares later at $2.6727 per share if and when options vest.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Doherty Gary W.

(Last)(First)(Middle)
480 OAKMEAD PARKWAY

(Street)
SUNNYVALE CALIFORNIA 94085

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EBR Systems, Inc. [ NONE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$2.672706/24/2026A60,000 (1)06/23/2036Common Stock60,000$060,000D
Explanation of Responses:
1. 1/48 of the shares subject to the option shall vest on July 24, 2026 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/ Gary W Doherty07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)