STOCK TITAN

Director at EBR Systems (EBRCZ) awarded 34,211 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EBR Systems, Inc. director Trevor J. Moody received a grant of stock options covering 34,211 shares of Common Stock. The options have an exercise price of $3.7999 per share and expire on May 5, 2036.

All 34,211 underlying shares are scheduled to vest in equal monthly installments, with 1/12 of the option vesting on June 6, 2026 and on each month thereafter, as long as Moody continues as a service provider. Following this grant, he holds 34,211 derivative securities directly related to these options.

Positive

  • None.

Negative

  • None.
Insider Moody Trevor J
Role null
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 34,211 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 34,211 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock options granted 34,211 options Grant to director Trevor J. Moody
Exercise price $3.7999 per share Stock Option (right to buy) award
Underlying shares 34,211 shares Common Stock underlying the options
Total derivative holdings after grant 34,211 options Total shares following transaction
Option expiration date May 5, 2036 End of option exercise period
Initial vesting date June 6, 2026 First 1/12 of options vest
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
underlying security financial
"underlying_security_title: Common Stock"
vesting financial
"1/12 of the shares subject to the option shall vest on June 6, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
service provider financial
"subject to the Reporting Person continuing as a service provider through each such date"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moody Trevor J

(Last)(First)(Middle)
480 OAKMEAD PARKWAY

(Street)
SUNNYVALE CALIFORNIA 94085

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EBR Systems, Inc. [ NONE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$3.799905/06/2026A34,211 (1)05/05/2036Common Stock34,211$034,211D
Explanation of Responses:
1. 1/12 of the shares subject to the option shall vest on June 6, 2026 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/ Gary W Doherty, Attorney-in-Fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did EBR Systems (EBRCZ) director Trevor J. Moody report on this Form 4?

Trevor J. Moody reported receiving a grant of stock options for 34,211 shares of EBR Systems Common Stock. These options are a compensation award, not an open-market purchase or sale, and give him the right to buy shares at a fixed exercise price.

How many EBR Systems stock options were granted to Trevor J. Moody?

He was granted stock options covering 34,211 shares of EBR Systems Common Stock. This entire amount represents a new award, and his total derivative holdings following the transaction are 34,211 options, all held as a direct ownership position.

What is the exercise price and expiration date of Moody’s EBR Systems options?

The options have an exercise price of $3.7999 per share and expire on May 5, 2036. This means he can choose to buy shares at $3.7999 any time before that expiration date, subject to the options vesting schedule outlined in the award terms.

How do Trevor J. Moody’s EBR Systems options vest over time?

The options vest in 12 equal monthly installments, with 1/12 vesting on June 6, 2026 and each month thereafter. Vesting is conditioned on Moody’s continued status as a service provider on each vesting date, aligning the award with ongoing service.

Is this EBR Systems Form 4 transaction a market buy or sell of shares?

No, the filing shows a grant of stock options classified as a grant, award, or other acquisition. It is not an open-market buy or sell. Moody receives the right to purchase shares later, rather than immediately trading EBR Systems stock in the market.