STOCK TITAN

Eagle Point Credit (ECC) Insider Filing Shows No Share Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Form 3 Overview: On 06/27/2025, Chris C. Stroup filed an initial Form 3 with the U.S. SEC for Eagle Point Credit Company Inc. (ticker ECC), reporting his status as an “Affiliated Person of Investment Adviser.” The event triggering the filing occurred on 06/18/2025.

Key disclosure: Stroup reports zero beneficial ownership of both non-derivative and derivative securities of ECC. No shares, options, warrants, or other convertible instruments are listed in Tables I or II.

Implications for investors: Because no securities are reported, the filing does not alter ECC’s insider ownership profile or signal buying/selling intentions. It simply adds Stroup to the roster of Section 16 reporting persons, implying a governance relationship rather than a capital commitment.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: New insider listed for ECC, but reports zero ownership—largely administrative, minimal investment signal.

This Form 3 is purely procedural. Chris C. Stroup becomes a Section 16 insider due to his affiliation with Eagle Point’s investment adviser, yet he holds no ECC securities. There are no transactions, grants, or derivative positions to evaluate, so the filing carries negligible earnings, valuation, or liquidity impact. Investors should treat it as a compliance update that modestly increases transparency but offers no directional cue on the stock.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Stroup Chris C

(Last) (First) (Middle)
C/O EAGLE POINT CREDIT MANAGEMENT LLC
600 STEAMBOAT ROAD, SUITE 202

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/18/2025
3. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co Inc. [ ECC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Affiliated Person of Investment Adviser.
No securities are beneficially owned.
/s/ Chris Stroup 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did Chris C. Stroup file a Form 3 for ECC?

He became an affiliated person of ECC’s investment adviser, making him subject to Section 16 reporting requirements.

How many ECC shares does Chris C. Stroup own?

None. The Form 3 reports zero beneficial ownership of both non-derivative and derivative securities.

Does this filing indicate insider buying or selling at Eagle Point Credit (ECC)?

No. The filing is an initial statement of ownership and shows no transactions or holdings.

What was the event date that triggered the Form 3 filing?

The reportable event occurred on 06/18/2025.

Is there any impact on ECC’s share count from this Form 3?

No. Since no securities are owned or transferred, ECC’s outstanding share count remains unchanged.