STOCK TITAN

[Form 3] EAGLE POINT CREDIT COMPANY INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Form 3 Overview: On 06/27/2025, Chris C. Stroup filed an initial Form 3 with the U.S. SEC for Eagle Point Credit Company Inc. (ticker ECC), reporting his status as an “Affiliated Person of Investment Adviser.” The event triggering the filing occurred on 06/18/2025.

Key disclosure: Stroup reports zero beneficial ownership of both non-derivative and derivative securities of ECC. No shares, options, warrants, or other convertible instruments are listed in Tables I or II.

Implications for investors: Because no securities are reported, the filing does not alter ECC’s insider ownership profile or signal buying/selling intentions. It simply adds Stroup to the roster of Section 16 reporting persons, implying a governance relationship rather than a capital commitment.

Panoramica del Modulo 3: Il 27/06/2025, Chris C. Stroup ha presentato un Modulo 3 iniziale alla SEC statunitense per Eagle Point Credit Company Inc. (simbolo ECC), dichiarando il suo ruolo come “Persona Affiliata di Consulente di Investimento.” L’evento che ha reso necessario il deposito è avvenuto il 18/06/2025.

Informazione chiave: Stroup dichiara di non detenere alcuna proprietà effettiva, né di titoli non derivati né derivati di ECC. Nessuna azione, opzione, warrant o altro strumento convertibile è indicato nelle Tabelle I o II.

Implicazioni per gli investitori: Poiché non sono segnalati titoli, il deposito non modifica il profilo di proprietà interna di ECC né indica intenzioni di acquisto o vendita. Serve semplicemente a inserire Stroup nell’elenco delle persone soggette alla Sezione 16, suggerendo un rapporto di governance più che un impegno di capitale.

Resumen del Formulario 3: El 27/06/2025, Chris C. Stroup presentó un Formulario 3 inicial ante la SEC de EE. UU. para Eagle Point Credit Company Inc. (símbolo ECC), reportando su condición como “Persona Afiliada de Asesor de Inversiones.” El evento que motivó la presentación ocurrió el 18/06/2025.

Divulgación clave: Stroup informa cero propiedad beneficiaria tanto de valores no derivados como derivados de ECC. No se listan acciones, opciones, warrants u otros instrumentos convertibles en las Tablas I o II.

Implicaciones para los inversores: Al no reportar valores, la presentación no altera el perfil de propiedad interna de ECC ni indica intenciones de compra o venta. Simplemente añade a Stroup a la lista de personas que reportan bajo la Sección 16, implicando una relación de gobernanza más que un compromiso de capital.

서식 3 개요: 2025년 6월 27일, Chris C. Stroup는 Eagle Point Credit Company Inc.(티커 ECC)에 대해 미국 SEC에 초기 서식 3를 제출하며 자신을 “투자 자문인 관련자”로 보고했습니다. 제출 사유가 된 사건은 2025년 6월 18일에 발생했습니다.

주요 공개 내용: Stroup는 ECC의 비파생 및 파생 증권 모두에 대해 보유 지분이 전혀 없음을 보고했습니다. 표 I 및 II에는 주식, 옵션, 워런트 또는 기타 전환 가능 증권이 기재되어 있지 않습니다.

투자자에 대한 시사점: 증권이 보고되지 않았기 때문에 이번 제출은 ECC의 내부자 소유 구조를 변경하지 않으며 매수 또는 매도 의도를 나타내지 않습니다. 단지 Stroup를 섹션 16 보고 대상자 명단에 추가하는 것으로, 자본 참여보다는 거버넌스 관계임을 의미합니다.

Présentation du Formulaire 3 : Le 27/06/2025, Chris C. Stroup a déposé un formulaire 3 initial auprès de la SEC américaine pour Eagle Point Credit Company Inc. (symbole ECC), déclarant son statut de « Personne affiliée à un conseiller en investissement ». L’événement déclencheur du dépôt a eu lieu le 18/06/2025.

Divulgation clé : Stroup déclare une propriété bénéficiaire nulle des titres non dérivés et dérivés d’ECC. Aucun titre, option, warrant ou autre instrument convertible n’est listé dans les tableaux I ou II.

Implications pour les investisseurs : Comme aucun titre n’est déclaré, le dépôt ne modifie pas le profil de détention des initiés d’ECC ni n’indique d’intentions d’achat ou de vente. Il se contente d’ajouter Stroup à la liste des personnes assujetties à la section 16, impliquant une relation de gouvernance plutôt qu’un engagement en capital.

Überblick über Formular 3: Am 27.06.2025 reichte Chris C. Stroup ein erstes Formular 3 bei der US-SEC für Eagle Point Credit Company Inc. (Ticker ECC) ein und meldete seinen Status als „Angeschlossene Person eines Investmentberaters“. Das Ereignis, das die Meldung auslöste, fand am 18.06.2025 statt.

Wesentliche Offenlegung: Stroup gibt keinen wirtschaftlichen Eigentumsanteil an nicht-derivaten und derivativen Wertpapieren von ECC an. In den Tabellen I und II sind keine Aktien, Optionen, Warrants oder andere wandelbare Instrumente aufgeführt.

Auswirkungen für Investoren: Da keine Wertpapiere gemeldet werden, ändert die Meldung das Insider-Eigentumsprofil von ECC nicht und signalisiert keine Kauf- oder Verkaufsabsichten. Sie fügt Stroup lediglich der Liste der Personen hinzu, die nach Abschnitt 16 melden, was auf eine Governance-Beziehung statt einer Kapitalbeteiligung hinweist.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: New insider listed for ECC, but reports zero ownership—largely administrative, minimal investment signal.

This Form 3 is purely procedural. Chris C. Stroup becomes a Section 16 insider due to his affiliation with Eagle Point’s investment adviser, yet he holds no ECC securities. There are no transactions, grants, or derivative positions to evaluate, so the filing carries negligible earnings, valuation, or liquidity impact. Investors should treat it as a compliance update that modestly increases transparency but offers no directional cue on the stock.

Panoramica del Modulo 3: Il 27/06/2025, Chris C. Stroup ha presentato un Modulo 3 iniziale alla SEC statunitense per Eagle Point Credit Company Inc. (simbolo ECC), dichiarando il suo ruolo come “Persona Affiliata di Consulente di Investimento.” L’evento che ha reso necessario il deposito è avvenuto il 18/06/2025.

Informazione chiave: Stroup dichiara di non detenere alcuna proprietà effettiva, né di titoli non derivati né derivati di ECC. Nessuna azione, opzione, warrant o altro strumento convertibile è indicato nelle Tabelle I o II.

Implicazioni per gli investitori: Poiché non sono segnalati titoli, il deposito non modifica il profilo di proprietà interna di ECC né indica intenzioni di acquisto o vendita. Serve semplicemente a inserire Stroup nell’elenco delle persone soggette alla Sezione 16, suggerendo un rapporto di governance più che un impegno di capitale.

Resumen del Formulario 3: El 27/06/2025, Chris C. Stroup presentó un Formulario 3 inicial ante la SEC de EE. UU. para Eagle Point Credit Company Inc. (símbolo ECC), reportando su condición como “Persona Afiliada de Asesor de Inversiones.” El evento que motivó la presentación ocurrió el 18/06/2025.

Divulgación clave: Stroup informa cero propiedad beneficiaria tanto de valores no derivados como derivados de ECC. No se listan acciones, opciones, warrants u otros instrumentos convertibles en las Tablas I o II.

Implicaciones para los inversores: Al no reportar valores, la presentación no altera el perfil de propiedad interna de ECC ni indica intenciones de compra o venta. Simplemente añade a Stroup a la lista de personas que reportan bajo la Sección 16, implicando una relación de gobernanza más que un compromiso de capital.

서식 3 개요: 2025년 6월 27일, Chris C. Stroup는 Eagle Point Credit Company Inc.(티커 ECC)에 대해 미국 SEC에 초기 서식 3를 제출하며 자신을 “투자 자문인 관련자”로 보고했습니다. 제출 사유가 된 사건은 2025년 6월 18일에 발생했습니다.

주요 공개 내용: Stroup는 ECC의 비파생 및 파생 증권 모두에 대해 보유 지분이 전혀 없음을 보고했습니다. 표 I 및 II에는 주식, 옵션, 워런트 또는 기타 전환 가능 증권이 기재되어 있지 않습니다.

투자자에 대한 시사점: 증권이 보고되지 않았기 때문에 이번 제출은 ECC의 내부자 소유 구조를 변경하지 않으며 매수 또는 매도 의도를 나타내지 않습니다. 단지 Stroup를 섹션 16 보고 대상자 명단에 추가하는 것으로, 자본 참여보다는 거버넌스 관계임을 의미합니다.

Présentation du Formulaire 3 : Le 27/06/2025, Chris C. Stroup a déposé un formulaire 3 initial auprès de la SEC américaine pour Eagle Point Credit Company Inc. (symbole ECC), déclarant son statut de « Personne affiliée à un conseiller en investissement ». L’événement déclencheur du dépôt a eu lieu le 18/06/2025.

Divulgation clé : Stroup déclare une propriété bénéficiaire nulle des titres non dérivés et dérivés d’ECC. Aucun titre, option, warrant ou autre instrument convertible n’est listé dans les tableaux I ou II.

Implications pour les investisseurs : Comme aucun titre n’est déclaré, le dépôt ne modifie pas le profil de détention des initiés d’ECC ni n’indique d’intentions d’achat ou de vente. Il se contente d’ajouter Stroup à la liste des personnes assujetties à la section 16, impliquant une relation de gouvernance plutôt qu’un engagement en capital.

Überblick über Formular 3: Am 27.06.2025 reichte Chris C. Stroup ein erstes Formular 3 bei der US-SEC für Eagle Point Credit Company Inc. (Ticker ECC) ein und meldete seinen Status als „Angeschlossene Person eines Investmentberaters“. Das Ereignis, das die Meldung auslöste, fand am 18.06.2025 statt.

Wesentliche Offenlegung: Stroup gibt keinen wirtschaftlichen Eigentumsanteil an nicht-derivaten und derivativen Wertpapieren von ECC an. In den Tabellen I und II sind keine Aktien, Optionen, Warrants oder andere wandelbare Instrumente aufgeführt.

Auswirkungen für Investoren: Da keine Wertpapiere gemeldet werden, ändert die Meldung das Insider-Eigentumsprofil von ECC nicht und signalisiert keine Kauf- oder Verkaufsabsichten. Sie fügt Stroup lediglich der Liste der Personen hinzu, die nach Abschnitt 16 melden, was auf eine Governance-Beziehung statt einer Kapitalbeteiligung hinweist.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Stroup Chris C

(Last) (First) (Middle)
C/O EAGLE POINT CREDIT MANAGEMENT LLC
600 STEAMBOAT ROAD, SUITE 202

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/18/2025
3. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co Inc. [ ECC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Affiliated Person of Investment Adviser.
No securities are beneficially owned.
/s/ Chris Stroup 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did Chris C. Stroup file a Form 3 for ECC?

He became an affiliated person of ECC’s investment adviser, making him subject to Section 16 reporting requirements.

How many ECC shares does Chris C. Stroup own?

None. The Form 3 reports zero beneficial ownership of both non-derivative and derivative securities.

Does this filing indicate insider buying or selling at Eagle Point Credit (ECC)?

No. The filing is an initial statement of ownership and shows no transactions or holdings.

What was the event date that triggered the Form 3 filing?

The reportable event occurred on 06/18/2025.

Is there any impact on ECC’s share count from this Form 3?

No. Since no securities are owned or transferred, ECC’s outstanding share count remains unchanged.
Eagle Point Credit Co LLC

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