STOCK TITAN

Eagle Point (NYSE: ECC) CFO boosts stake with 110,000-share open-market buy

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Eagle Point Credit Company CFO/COO Kenneth P. Onorio made a large open-market share purchase. He bought 110,000 shares of common stock at a weighted average price of $3.74 per share, with individual trades ranging from $3.72 to $3.75.

After the purchase, he directly owned 205,756 shares. He also had indirect ownership of 1,302 shares held in accounts for his children, over which he has investment authority but disclaims beneficial ownership except for any pecuniary interest. Some holdings include shares acquired through the company’s dividend reinvestment plan.

Positive

  • None.

Negative

  • None.

Insights

CFO executes sizable open-market buy, increasing direct equity exposure.

The CFO/COO of Eagle Point Credit Co Inc. purchased 110,000 common shares at a weighted average of $3.74. Open-market purchases are discretionary decisions, so this filing shows a clear willingness by a key executive to increase personal exposure to the company’s stock.

Following the transaction, he directly owned 205,756 shares, plus 1,302 indirect shares held for his children, where he has investment authority but disclaims beneficial ownership beyond any pecuniary interest. There are no remaining derivative positions disclosed and no indication of a pre-arranged trading plan in the provided text.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Onorio Kenneth P.

(Last) (First) (Middle)
600 STEAMBOAT ROAD, SUITE 202

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co Inc. [ ECC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO / COO
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 03/13/2026 P 110,000 A $3.74(3) 205,756(2) D
Common Stock, par value $0.001 per share 1,302(2) I By Children(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares are held in accounts for the benefit of Kenneth Onorio's children. Kenneth Onorio has investment authority over these accounts. Kenneth Onorio disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
2. Includes shares acquired through the Issuer's dividend reinvestment plan.
3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.72 to $3.75, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Kenneth P. Onorio 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Eagle Point Credit (ECC) executive Kenneth P. Onorio do in this Form 4?

Kenneth P. Onorio, CFO/COO of Eagle Point Credit, bought 110,000 common shares in the open market at a weighted average price of $3.74, increasing his direct ownership to 205,756 shares, plus 1,302 indirect shares held in accounts for his children.

How many Eagle Point Credit (ECC) shares did the CFO buy and at what price range?

He purchased 110,000 Eagle Point Credit common shares. The weighted average purchase price was $3.74 per share, with individual trades executed in a price range from $3.72 to $3.75, according to the weighted-average pricing footnote in the filing.

What are Kenneth P. Onorio’s total Eagle Point Credit (ECC) share holdings after this transaction?

After the transaction, Kenneth P. Onorio directly held 205,756 Eagle Point Credit common shares. In addition, 1,302 shares were indirectly held in accounts for his children, over which he has investment authority but disclaims beneficial ownership except for any pecuniary interest.

Were any of the Eagle Point Credit (ECC) shares held by the CFO acquired through a dividend reinvestment plan?

Yes. The filing states that the reported holdings include shares acquired through Eagle Point Credit’s dividend reinvestment plan, meaning a portion of Kenneth P. Onorio’s position has been built by automatically reinvesting cash dividends into additional company shares over time.

How is the indirect ownership of Eagle Point Credit (ECC) shares by the CFO described?

Indirectly held shares are in accounts for Kenneth Onorio’s children. He has investment authority over these accounts but disclaims beneficial ownership of those 1,302 shares, except to the extent of any pecuniary interest he may have, as explicitly noted in the footnote.

Does this Eagle Point Credit (ECC) Form 4 involve any derivative securities or option exercises?

No derivative securities or option exercises are reported in this Form 4. All reported activity relates to common stock. The derivative summary is empty, and the only transaction with share movement is the 110,000-share open-market purchase of common stock by the CFO/COO.
Eagle Point Credit Co LLC

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