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Eagle Point Credit Co LLC SEC Filings

ECC NYSE

Welcome to our dedicated page for Eagle Point Credit Co SEC filings (Ticker: ECC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Eagle Point Credit Company Inc. filings document a closed-end investment company whose capital structure includes NYSE-listed common stock, preferred stock and exchange-traded notes. Its reports include material-event filings with management estimates of net asset value, securities registered under Section 12(b), and disclosures tied to preferred stock and note classes.

ECC proxy materials cover annual meeting matters, including director elections by common and preferred stockholders. Form 25 filings document removal from listing and registration for specified preferred stock or note classes, while other filings record governance, capital-structure and portfolio-disclosure matters associated with the company’s CLO-focused investment strategy.

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Eagle Point Credit Company Inc. disclosed management's unaudited estimate of the net asset value per share of its common stock as of July 31, 2025, in a range between $7.44 and $7.54. The report presents this single Item 8.01 disclosure and does not include additional financial statements, earnings figures, or transaction details within the filing.

The cover information identifies the registrant and lists securities registered on the New York Stock Exchange, including Common Stock (ECC) and several series of preferred stock and notes, while the NAV estimate itself is provided as management's unaudited range without supporting reconciliations or supplemental data in this report.

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Form 3 Overview: On 06/27/2025, Chris C. Stroup filed an initial Form 3 with the U.S. SEC for Eagle Point Credit Company Inc. (ticker ECC), reporting his status as an “Affiliated Person of Investment Adviser.” The event triggering the filing occurred on 06/18/2025.

Key disclosure: Stroup reports zero beneficial ownership of both non-derivative and derivative securities of ECC. No shares, options, warrants, or other convertible instruments are listed in Tables I or II.

Implications for investors: Because no securities are reported, the filing does not alter ECC’s insider ownership profile or signal buying/selling intentions. It simply adds Stroup to the roster of Section 16 reporting persons, implying a governance relationship rather than a capital commitment.

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Form 4 filing overview

On 24 June 2025, Scott J. Bronner—identified as an affiliate of Eagle Point Credit Company Inc.’s (ECC) investment adviser—submitted a Form 4 to the SEC. The filing shows no shares or derivative securities were acquired, disposed of, or held; all ownership columns are blank, confirming zero beneficial ownership after the reported date.

The remarks clarify that Mr. Bronner ceased to serve on the board of managers of the parent company of ECC’s investment manager as of 18 June 2025. By filing, he notifies the Commission that he is no longer subject to Section 16 insider reporting obligations related to ECC. No financial metrics, purchase prices, or option exercises are disclosed because no transactions occurred.

Given the absence of trades and the insider’s exit from an affiliated governance role, the document is largely administrative and carries limited direct financial impact for current ECC shareholders.

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FAQ

How many Eagle Point Credit Co (ECC) SEC filings are available on StockTitan?

StockTitan tracks 36 SEC filings for Eagle Point Credit Co (ECC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Eagle Point Credit Co (ECC)?

The most recent SEC filing for Eagle Point Credit Co (ECC) was filed on August 11, 2025.