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ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed by ten percent owner Saba Capital Management, L.P. reporting open-market or private purchases of common stock. On September 3 and 4, 2026, Saba Capital Management, L.P. indirectly bought a total of 11,800 shares at prices between $12.25 and $12.36 per share; no Rule 10b5-1 trading plan is reported.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed by major holder Saba Capital Management, L.P. reporting an open-market purchase of 1,200 shares of Common Stock on 2026-08-28 at $12.47 per share. After this transaction, Saba reports 1,616,662 shares held indirectly. The filing indicates the Rule 10b5-1 checkbox was not selected.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed reporting that Saba Capital Management, L.P., a ten percent owner, purchased additional common shares. On 2026-08-27, Saba bought 3,900 shares of ECF common stock at $12.49 per share, bringing its reported indirect holdings to 1,615,462 shares after the transaction.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) reported that Saba Capital Management, L.P., a ten percent owner, filed a Form 4 disclosing open-market purchases of common stock. On August 21, 2026 it purchased 5,742 shares at $12.53 per share, and on August 20, 2026 it purchased 1,547 shares at $12.52 per share, all held indirectly.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) filed an initial insider ownership report for Jackson J Christopher. He is identified as an officer of the company, serving as Secretary. This Form 3 does not list any specific equity transactions or derivative positions, and no holdings are summarized in the structured data.
Wells Fargo & Company reports beneficial ownership of common shares of beneficial interest of Ellsworth Growth and Income. The filing states beneficial ownership of 931,846 shares, representing 6.8% of this class of securities.
Wells Fargo reports no sole or shared voting power over these shares, but reports sole dispositive power over 931,846 shares and no shared dispositive power. The position is reported by Wells Fargo & Company on its own behalf and on behalf of subsidiaries Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC, each described as a broker or dealer registered under section 15 of the Securities Exchange Act.
Ellsworth Growth & Income Fund director Anthonie C. van Ekris reported two indirect open-market sales of Common Shares. On October 16, 2025, a trust account for his son sold 1,309 shares at $12.2776 per share, and a trust account for his daughter sold 2,000 shares at $12.2520 per share. Both trust accounts, for which he serves as trustee, each held 1,000 shares following the transactions. No derivative securities were reported.
Wells Fargo & Company filed Amendment No. 7 to a Schedule 13G/A reporting beneficial ownership in Ellsworth Growth and Income. The filing reports 947,639 shares beneficially owned, representing 6.9% of the company’s common shares. The filing states Wells Fargo has sole dispositive power over those shares and discloses related broker‑dealer subsidiaries. The signature block shows the filing was signed on 05/12/2026.
Ellsworth Growth and Income Fund Ltd. has called its annual shareholder meeting for May 11, 2026, with a record date of March 12, 2026. Shareholders are being asked to elect four trustees to three‑year terms, with three nominees (Kinchen C. Bizzell, James P. Conn, and Frank J. Fahrenkopf, Jr.) elected by common and preferred shareholders voting together and one nominee (Michael J. Melarkey) elected separately by preferred shareholders.
The Board remains largely independent, with a Lead Independent Trustee and standing Audit and Nominating Committees. The proxy describes trustee qualifications, compensation, and beneficial ownership, and confirms Tait Weller & Baker LLP as the independent auditor. It also explains Delaware’s control share statute and how it may limit voting rights for large share accumulations unless approved by other shareholders.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd (ECF), reported two open-market sales of common stock. It sold 14,591 shares on 18 Feb 2026 at 12.16 per share and 6,072 shares on 17 Feb 2026 at 12.20 per share, all held indirectly, leaving 1,604,273 shares owned afterward.