Welcome to our dedicated page for Ellsworth Growth and Income Fund SEC filings (Ticker: ECF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ellsworth Growth and Income Fund Ltd. filings document governance and shareholder-voting matters for a Delaware statutory trust operating as a closed-end diversified management investment company. Proxy materials cover annual meeting procedures, registrant filing status, trustee oversight and voting mechanics. Fund-related disclosures also frame ECF's closed-end structure, common-shareholder matters, distribution governance and capital-structure topics tied to its investment focus in convertible securities and common stock.
Ellsworth Growth & Income Fund Ltd. (ECF) reported an insider Form 4 showing an open-market purchase. On 11/07/2025, the reporting person bought 33,764 shares of common stock at $12.15 per share (transaction code P).
After the transaction, the reporting person beneficially owned 1,680,620 shares, held indirectly as disclosed. The filing was made by one reporting person.
Saba Capital Management, L.P., a director and 10% owner of Ellsworth Growth & Income Fund (ECF), reported a purchase of 11,604 common shares at $12.28 on 10/28/2025 (transaction code P). Following the trade, the reporting person beneficially owned 1,646,856 shares, held indirectly.
Wells Fargo & Company filed a Schedule 13G/A (Amendment No. 5) reporting beneficial ownership in Ellsworth Growth and Income (ECF).
The filing states ownership of 916,262 common shares, representing 6.7% of the class, with a date of event of 09/30/2025. Reported powers include sole voting power: 1 share, shared voting power: 0, sole dispositive power: 916,262 shares, and shared dispositive power: 0.
The certification notes the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Saba Capital Management, L.P. and individual reporting person Boaz Weinstein reported purchases of common stock of Ellsworth Growth & Income Fund Ltd (ECF). On 08/19/2025 Saba (indirect) acquired 8,031 shares at $10.69 per share, bringing the total beneficial ownership reported to 1,635,252 shares (indirect). The Form 4 was signed and dated 08/21/2025 by authorized signatories.