Ellsworth (NYSE: ECF) insider report lists officer with no shares

Rhea-AI Filing Summary

ELLSWORTH GROWTH & INCOME FUND LTD (ECF) filed an initial insider ownership report for Jackson J Christopher. He is identified as an officer of the company, serving as Secretary. This Form 3 does not list any specific equity transactions or derivative positions, and no holdings are summarized in the structured data.

FAQ

What does the Form 3 filing for ECF disclose about Jackson J Christopher?

The Form 3 identifies Jackson J Christopher as an officer (Secretary) of Ellsworth Growth & Income Fund Ltd (ECF). It is an initial insider ownership report and, in the provided data, does not detail any specific share or derivative holdings.

Does the ECF Form 3 show any stock transactions by Jackson J Christopher?

No. The structured data for Ellsworth Growth & Income Fund Ltd (ECF) shows no reported transactions for Jackson J Christopher. All transaction-related counts, including buy, sell, exercise, and gifts, are reported as zero in the transaction summary.

What insider role does Jackson J Christopher hold at ECF?

Jackson J Christopher is reported as an officer of Ellsworth Growth & Income Fund Ltd (ECF), with the specific title of Secretary. This role triggers insider reporting requirements, which is why a Form 3 has been filed for him.

Are any derivative securities reported for Jackson J Christopher in the ECF Form 3?

No derivative securities are listed. The derivativeSummary is empty, and the transaction summary shows zero derivative transactions and zero exercise shares for Jackson J Christopher in this Form 3 data.

Does the ECF Form 3 indicate trading under a Rule 10b5-1 plan?

The document-level 10b5-1 indicator is null, which means it does not state whether any trades were made under a Rule 10b5-1 plan. Additionally, there are no transactions reported that could be linked to such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/18/2026 - 02:38 PM Accepted by SEC EDGAR 08/18/2026 - 02:38 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Jackson J Christopher

(Last) (First) (Middle)

C/O GAMCO INVESTORS, INC.

ONE CORPORATE CENTER

(Street)

RYE NEW YORK 10580

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2026

3. Issuer Name and Ticker or Trading Symbol
ELLSWORTH GROWTH & INCOME FUND LTD [ ECF ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Secretary

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Christopher Jackson	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)