Every Form 4 that Ellsworth Growth and Income Fund Ltd (ECF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ECF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ECF filings page.
Ellsworth Growth & Income Fund Ltd. (ECF) had 400 common shares purchased by funds and accounts for which Saba Capital Management, L.P., a ten-percent owner, serves as investment manager, at $11.63 per share on October 27, 2026. The reported position after the purchase was 1,795,473 shares. Boaz R. Weinstein is managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P. No Rule 10b5-1 plan is reported.
For Ellsworth Growth & Income Fund Ltd (ECF), ten percent owner Saba Capital Management, L.P. reported a purchase of 2,618 common shares held by funds and/or accounts for which it serves as investment manager, at $11.43 per share on October 26, 2026. Its reported indirect holdings after the purchase were 1,795,073 shares. No Rule 10b5-1 plan is reported.
Ellsworth Growth & Income Fund Ltd. (ECF) reported an indirect purchase by Saba Capital Management, L.P., a ten percent owner, of 2,600 common shares on October 21, 2026, at $11.58 per share. The securities are held by funds and/or accounts for which Saba Capital Management, L.P. serves as investment manager. The reported position following the purchase was 1,792,455 shares.
Ellsworth Growth & Income Fund Ltd (ECF) reported an indirect purchase by its ten percent owner, Saba Capital Management, L.P., of 1,830 Common Stock shares on October 20, 2026, at $11.39 per share. The shares are held by funds and/or accounts for which Saba serves as investment manager. No Rule 10b5-1 plan is reported.
Saba’s reported holdings following the purchase were 1,789,855 shares. The associated footnote identifies Boaz R. Weinstein as managing member of Saba Capital Management GP, LLC, Saba’s general partner.
Ellsworth Growth & Income Fund Ltd. (ECF) 10% owner Saba Capital Management, L.P. reported indirect purchases totaling 33,426 common shares: 16,347 shares on October 16, 2026, at $11.65 per share, and 17,079 shares on October 19, 2026, at $11.47 per share. No Rule 10b5-1 plan is reported.
Ellsworth Growth & Income Fund Ltd (ECF) reports that ten percent owner Saba Capital Management, L.P. indirectly purchased 9,969 common shares on October 15, 2026, at $11.62 per share. Saba Capital Management, L.P.’s reported holdings following the purchase were 1,754,599 shares.
Ellsworth Growth & Income Fund Ltd. (ECF) reported that ten percent owner Saba Capital Management, L.P. indirectly purchased 56,083 Common Stock shares at $11.74 per share on October 14, 2026. The reported position after the transaction was 1,744,630 shares; no Rule 10b5-1 plan is reported.
Ellsworth Growth & Income Fund Ltd. (ECF) common shares were purchased indirectly by Saba Capital Management, L.P.: 14,600 shares at $12.03 per share on October 12, 2026. The reported position after the purchase was 1,688,547 shares. The purchase was not reported under a Rule 10b5-1 plan.
For Ellsworth Growth & Income Fund Ltd. (ECF), 10 percent owner Saba Capital Management, L.P. reported an indirect purchase of 27,937 Common Stock shares on October 8, 2026, at $11.95 per share. Saba Capital Management, L.P.'s reported holdings following the purchase were 1,673,947 shares. No Rule 10b5-1 plan is reported.
For Ellsworth Growth & Income Fund Ltd. (ECF), 10% owner Saba Capital Management, L.P. reported an indirect purchase of 17,548 common shares on October 7, 2026, at $11.97 per share. Saba Capital Management, L.P. reported 1,646,010 shares following the purchase. No Rule 10b5-1 plan is reported.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed by ten percent owner Saba Capital Management, L.P. reporting open-market or private purchases of common stock. On September 3 and 4, 2026, Saba Capital Management, L.P. indirectly bought a total of 11,800 shares at prices between $12.25 and $12.36 per share; no Rule 10b5-1 trading plan is reported.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed by major holder Saba Capital Management, L.P. reporting an open-market purchase of 1,200 shares of Common Stock on 2026-08-28 at $12.47 per share. After this transaction, Saba reports 1,616,662 shares held indirectly. The filing indicates the Rule 10b5-1 checkbox was not selected.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed reporting that Saba Capital Management, L.P., a ten percent owner, purchased additional common shares. On 2026-08-27, Saba bought 3,900 shares of ECF common stock at $12.49 per share, bringing its reported indirect holdings to 1,615,462 shares after the transaction.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) reported that Saba Capital Management, L.P., a ten percent owner, filed a Form 4 disclosing open-market purchases of common stock. On August 21, 2026 it purchased 5,742 shares at $12.53 per share, and on August 20, 2026 it purchased 1,547 shares at $12.52 per share, all held indirectly.
Ellsworth Growth & Income Fund director Anthonie C. van Ekris reported two indirect open-market sales of Common Shares. On October 16, 2025, a trust account for his son sold 1,309 shares at $12.2776 per share, and a trust account for his daughter sold 2,000 shares at $12.2520 per share. Both trust accounts, for which he serves as trustee, each held 1,000 shares following the transactions. No derivative securities were reported.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd (ECF), reported two open-market sales of common stock. It sold 14,591 shares on 18 Feb 2026 at 12.16 per share and 6,072 shares on 17 Feb 2026 at 12.20 per share, all held indirectly, leaving 1,604,273 shares owned afterward.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd. (ECF), reported an open-market sale of common stock. On February 13, 2026, it sold 7,532 shares at $12.25 per share in a coded “S” transaction.
After this sale, Saba Capital Management, L.P. reported indirect beneficial ownership of 1,624,936 common shares. The filing shows this as an indirect position rather than shares held directly.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd, reported an open-market sale of common stock. On 02/11/2026, it sold 14,110 shares at a price of $12.24 per share. After this transaction, Saba Capital Management, L.P. indirectly beneficially owned 1,632,468 shares of the fund’s common stock.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd., reported two open-market sales of the fund’s common stock. On February 5, 2026, it sold 7,824 shares at $12.02 per share. On February 6, 2026, it sold 26,218 shares at $11.95 per share. After these transactions, Saba Capital indirectly owned 1,646,578 common shares of Ellsworth Growth & Income Fund.
Ellsworth Growth & Income Fund Ltd. reported an insider share purchase by President and Director James A. Dinsmore. On 12/17/2025, he acquired 200 common shares in an open-market purchase at a price of $11.60 per share. Following this transaction, he beneficially owned 12,292 common shares, held directly.
Ellsworth Growth & Income Fund Ltd. (ECF) reported an insider Form 4 showing an open-market purchase. On 11/07/2025, the reporting person bought 33,764 shares of common stock at $12.15 per share (transaction code P).
After the transaction, the reporting person beneficially owned 1,680,620 shares, held indirectly as disclosed. The filing was made by one reporting person.