Every Form 4 that Ellsworth Growth and Income Fund Ltd (ECF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ECF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ECF filings page.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed by ten percent owner Saba Capital Management, L.P. reporting open-market or private purchases of common stock. On September 3 and 4, 2026, Saba Capital Management, L.P. indirectly bought a total of 11,800 shares at prices between $12.25 and $12.36 per share; no Rule 10b5-1 trading plan is reported.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed by major holder Saba Capital Management, L.P. reporting an open-market purchase of 1,200 shares of Common Stock on 2026-08-28 at $12.47 per share. After this transaction, Saba reports 1,616,662 shares held indirectly. The filing indicates the Rule 10b5-1 checkbox was not selected.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) had a Form 4 filed reporting that Saba Capital Management, L.P., a ten percent owner, purchased additional common shares. On 2026-08-27, Saba bought 3,900 shares of ECF common stock at $12.49 per share, bringing its reported indirect holdings to 1,615,462 shares after the transaction.
ELLSWORTH GROWTH & INCOME FUND LTD (ECF) reported that Saba Capital Management, L.P., a ten percent owner, filed a Form 4 disclosing open-market purchases of common stock. On August 21, 2026 it purchased 5,742 shares at $12.53 per share, and on August 20, 2026 it purchased 1,547 shares at $12.52 per share, all held indirectly.
Ellsworth Growth & Income Fund director Anthonie C. van Ekris reported two indirect open-market sales of Common Shares. On October 16, 2025, a trust account for his son sold 1,309 shares at $12.2776 per share, and a trust account for his daughter sold 2,000 shares at $12.2520 per share. Both trust accounts, for which he serves as trustee, each held 1,000 shares following the transactions. No derivative securities were reported.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd (ECF), reported two open-market sales of common stock. It sold 14,591 shares on 18 Feb 2026 at 12.16 per share and 6,072 shares on 17 Feb 2026 at 12.20 per share, all held indirectly, leaving 1,604,273 shares owned afterward.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd. (ECF), reported an open-market sale of common stock. On February 13, 2026, it sold 7,532 shares at $12.25 per share in a coded “S” transaction.
After this sale, Saba Capital Management, L.P. reported indirect beneficial ownership of 1,624,936 common shares. The filing shows this as an indirect position rather than shares held directly.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd, reported an open-market sale of common stock. On 02/11/2026, it sold 14,110 shares at a price of $12.24 per share. After this transaction, Saba Capital Management, L.P. indirectly beneficially owned 1,632,468 shares of the fund’s common stock.
Saba Capital Management, L.P., a 10% owner of Ellsworth Growth & Income Fund Ltd., reported two open-market sales of the fund’s common stock. On February 5, 2026, it sold 7,824 shares at $12.02 per share. On February 6, 2026, it sold 26,218 shares at $11.95 per share. After these transactions, Saba Capital indirectly owned 1,646,578 common shares of Ellsworth Growth & Income Fund.
Ellsworth Growth & Income Fund Ltd. reported an insider share purchase by President and Director James A. Dinsmore. On 12/17/2025, he acquired 200 common shares in an open-market purchase at a price of $11.60 per share. Following this transaction, he beneficially owned 12,292 common shares, held directly.
Ellsworth Growth & Income Fund Ltd. (ECF) reported an insider Form 4 showing an open-market purchase. On 11/07/2025, the reporting person bought 33,764 shares of common stock at $12.15 per share (transaction code P).
After the transaction, the reporting person beneficially owned 1,680,620 shares, held indirectly as disclosed. The filing was made by one reporting person.
Saba Capital Management, L.P., a director and 10% owner of Ellsworth Growth & Income Fund (ECF), reported a purchase of 11,604 common shares at $12.28 on 10/28/2025 (transaction code P). Following the trade, the reporting person beneficially owned 1,646,856 shares, held indirectly.