ECOR files Form 144 to sell 45,000 shares

ECOR filed a Form 144 reporting a proposed sale of 45,000 shares of Common Stock.

Accepted by SEC EDGAR 05/14/2026 - 03:48 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ECOR filed a Form 144 reporting a proposed sale of 45,000 shares of Common Stock. The filing lists Charles Schwab & Co as the broker and an aggregate value of $291,600 with a filing date shown as 05/14/2026.

The filing also records a prior sale by Daniel Goldberger of 16,072 shares on 04/10/2026 for $96,753. The 45,000 shares are linked to an Equity Compensation entry dated 06/30/2021.

Insights

Securities Transactions Counsel

Routine Form 144 sale notice showing proposed resale by an equity holder.

The filing lists a proposed sale of 45,000 shares of Common Stock through Charles Schwab & Co with an aggregate value of $291,600. The shares are associated with an Equity Compensation entry dated 06/30/2021.

Prior activity in the excerpt shows a disposition of 16,072 shares on 04/10/2026 for $96,753 by Daniel Goldberger. Cash‑flow treatment and any post‑transaction holdings are not specified in the provided excerpt.

Key Figures

Proposed shares to be sold: 45,000 shares Aggregate value listed: $291,600 Recent shares sold: 16,072 shares

3 metrics

Proposed shares to be sold 45,000 shares Form 144 proposed sale listed with broker

Aggregate value listed $291,600 Associated with the 45,000 shares in the filing

Recent shares sold 16,072 shares Sold by Daniel Goldberger on <date>04/10/2026</date> for <money>$96,753</money>

Key Terms

Form 144, Equity Compensation, Broker

3 terms

Form 144 regulatory

"reported a proposed sale of 45,000 shares of Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"linked to an Equity Compensation entry dated 06/30/2021"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Broker market

"lists Charles Schwab & Co as the broker handling the proposed sale"

A broker is a licensed professional or firm that helps investors buy and sell financial assets by executing trades on their behalf, acting like a marketplace agent or matchmaker between buyers and sellers. Brokers matter to investors because they provide access to markets, handle order execution and paperwork, and can offer research or advice—services that affect trade speed, costs, and the quality of investment decisions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ECOR's Form 144 disclose?

The Form 144 discloses a proposed sale of 45,000 shares of Common Stock through Charles Schwab & Co, with an aggregate value of $291,600, filed on 05/14/2026.

Who appears as the broker for the proposed sale in ECOR's filing?

The filing lists Charles Schwab & Co as the broker handling the proposed sale of 45,000 shares, according to the transaction row associated with the filing.

Does the filing show recent sales by any related person for ECOR?

Yes, the excerpt records a sale by Daniel Goldberger of 16,072 shares on 04/10/2026 for $96,753, listed under "Securities Sold During The Past 3 Months."

Are the proposed shares tied to compensation or an earlier grant?

The filing links the 45,000 shares to an Equity Compensation entry dated 06/30/2021, indicating the shares originate from an issuer compensation award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001382042
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	electroCore, Inc.
SEC File Number	001-38538
Address of Issuer	200 FORGE WAY SUITE 205 ROCKAWAY NEW JERSEY 07866
Phone	973-290-0097
Name of Person for Whose Account the Securities are To Be Sold	Goldberger Daniel S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Charles Schwab & Co 3000 Schwab Way Westlake TX 76262	45000	291600.00	8295707	05/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/30/2021	Equity Compensation	Issuer			45000	06/30/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Daniel Goldberger 200 FORGE WAY SUITE 205 ROCKAWAY NJ 07866	COMMON STOCK	04/10/2026	16072	96753.00

144: Remarks and Signature

Remarks	Shares to be sold from DANIEL S. GOLDBERGER REVOCABLE TRUST Shares to be sold acquired from 06/30/2021 to 03/16/2023 SEE ATTACHMENT FOR ADDITIONAL SALES
Date of Notice	05/14/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Daniel Goldberger
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)