electroCore director awarded 11,123 stock units

A director of electroCore, Inc. received a new 11,123-share deferred stock unit award, bringing his directly held shares to 99,221 including prior vested units.

Rhea-AI Filing Summary

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. GANDOLFO JOHN P reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) director John P. Gandolfo received a grant of 11,123 shares of Common Stock in the form of Annual Deferred Stock Units on September 9, 2026, at a stated price of $0.00 per share as a compensation award.

The Deferred Stock Units vest in 12 equal monthly installments from the grant date, or earlier upon specified events such as the business day before the next annual stockholder meeting or immediately prior to a change of control, subject to Gandolfo’s continuous service. Following this award, he holds 99,221 shares directly, including 84,032 shares that have already vested from previously issued Deferred Stock Units.

Insider Trade Summary

Grant/Award: 11,123 shares

Grant/Award 1 txn

Insider GANDOLFO JOHN P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	11,123	$0.00	$0.00

Holdings After Transaction: Common Stock — 99,221 shares (Direct)

Footnotes (2)

1. F1. Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.
2. F2. Includes 84,032 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

Key Figures

Deferred Stock Units granted: 11,123 shares Price per share for award: $0.00 per share Shares held after transaction: 99,221 shares +2 more

5 metrics

Deferred Stock Units granted 11,123 shares Annual Deferred Stock Units award granted on September 9, 2026

Price per share for award $0.00 per share Stated transaction price for the Deferred Stock Units grant

Shares held after transaction 99,221 shares Direct holdings of Common Stock following the September 9, 2026 award

Previously vested DSU shares 84,032 shares Vested shares from previously issued Deferred Stock Units included in post-transaction holdings

Vesting schedule installments 12 installments Deferred Stock Units vest in 12 equal monthly installments from the grant date

Key Terms

Deferred Stock Units, change of control, continuous service, annual stockholder meeting

4 terms

Deferred Stock Units financial

"Annual Deferred Stock Units award which vests in 12 equal monthly installments"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

change of control financial

"immediately prior to a change of control, in each case, provided that"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

continuous service financial

"provided that the Reporting Person remains in continuous service with the Issuer"

annual stockholder meeting financial

"one business day prior to the Issuer's next annual stockholder meeting"

An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ECOR director John P. Gandolfo report on this Form 4?

He reported an acquisition of 11,123 shares of electroCore, Inc. Common Stock on September 9, 2026, as an Annual Deferred Stock Units award with a stated price of $0.00 per share.

How many ECOR shares does John P. Gandolfo hold after this reported transaction?

After the award, John P. Gandolfo directly holds 99,221 shares of electroCore, Inc. Common Stock, as stated in the filing’s post-transaction holdings figure.

How many of John P. Gandolfo’s ECOR shares come from previously vested Deferred Stock Units?

His holdings include 84,032 shares that have vested pursuant to previously issued Deferred Stock Units, all of which were reported at the time of their respective grants on earlier Forms 4.

How do the new ECOR Deferred Stock Units for John P. Gandolfo vest?

The Annual Deferred Stock Units award of 11,123 shares vests in 12 equal monthly installments from the September 9, 2026 grant date, subject to his continuous service with electroCore or an affiliate.

Under what conditions can the ECOR Deferred Stock Units for John P. Gandolfo vest earlier than monthly installments?

They vest in full earlier on the close of business one business day prior to the next annual stockholder meeting following the grant date or on the date immediately prior to a change of control, if he remains in continuous service through that date.

Was John P. Gandolfo’s ECOR Form 4 transaction made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, and the data indicate no Rule 10b5-1 plan is reported for this Annual Deferred Stock Units award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/10/2026 - 04:06 PM Accepted by SEC EDGAR 09/10/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GANDOLFO JOHN P

(Last) (First) (Middle)

200 FORGE WAY,

SUITE 205

(Street)

ROCKAWAY NEW JERSEY 07866

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
electroCore, Inc. [ ECOR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/09/2026		A		11,123(1)	A	$0.00	99,221(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

2. Includes 84,032 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

	/s/ John L. Cleary, II, attorney-in-fact	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)