Edesa Biotech Inc SEC Filings

Edesa Biotech, Inc. prospectus supplement for debt securities highlights numerous standard biotech risks and detailed outstanding and potential share issuances that could affect shareholders. The filing lists categories of risks including funding availability, clinical trial timing and results, regulatory approvals, competition, intellectual property protection, Nasdaq listing compliance and reliance on key personnel. It discloses a cash-related figure of $4,006,544 and specific share counts: 378,235 options (weighted average exercise $24.71), 137,936 fully vested RSUs, 1,124,171 unvested RSUs, 680,846 shares available under the equity plan, 435,414 Series A-1 convertible preferred, 4,343,750 Series B-1 convertible preferred and 934,590 warrants (weighted average exercise $15.35). The supplement references prior SEC filings including the Annual Report for the year ended September 30, 2024 and several 10-Qs and 8-Ks. Contact for investor relations is provided in Markham, Ontario.

Edesa Biotech, Inc. reported a strengthened liquidity position driven by private placements: cash and cash equivalents increased to $12.36 million at June 30, 2025 and working capital was approximately $12.1 million. For the nine months ended June 30, 2025 the company recorded a net loss of $4.96 million, contributing to an accumulated deficit of $63.65 million. The company received gross proceeds of about $15.0 million from a Series B-1 private placement and $1.54 million from a Series A-1 issuance.

The company continues clinical development across two programs: EB05 is participating in a BARDA-funded platform trial and EB06 is advancing toward a Phase 2 vitiligo study with manufacturing preparation underway. The Canadian Strategic Innovation Fund committed up to C$23 million (partially repayable) to support Phase 3 and related activities. Management states a going concern material uncertainty exists and further financing or strategic activities will be required to fund development beyond current expectations.

Edesa Biotech announced its financial results for the three- and nine-month periods ended June 30, 2025 via a press release that is attached to this Form 8-K as Exhibit 99.1. The filing expressly states the Earnings Release is furnished and shall not be deemed "filed" under the Exchange Act, so it is not subject to Section 18 liabilities and is not incorporated by reference in other filings unless specifically cited. This 8-K itself does not include financial figures or operational details.

On 08/04/2025, Edesa Biotech (EDSA) filed a Form 4 disclosing that CEO, Director and 10% owner Pardeep Nijhawan acquired 6,802 common shares on 08/01/2025. The shares were issued as restricted share units that vested immediately at a cost basis of $0 under the company’s 2019 Equity Incentive Compensation Plan.

Following the grant, Nijhawan’s direct holdings rose to 463,755 shares. He also reports 459,428 shares held indirectly through affiliated entities and a family trust: 341,702 by Pardeep Nijhawan Medicine Professional Corp., 53,104 by 1968160 Ontario Inc., 32,013 by The Digestive Health Clinic Inc., and 32,609 by The New Nijhawan Family Trust 2015. No derivative securities or dispositions were reported.

The filing reflects a routine equity award that slightly increases insider ownership and further aligns the CEO’s economic interests with those of common shareholders; it does not signal any immediate strategic or financial shift.