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Emerald Holding (NYSE: EEX) director gets $5.03 per share in merger cash-out

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Emerald Holding, Inc. director Lynda M Clarizio disposed of 137,708 shares of common stock on July 14, 2026, when Emma Merger Sub, Inc. merged with and into Emerald and it became a wholly-owned subsidiary of Emma Buyer LLC. The shares, including 23,255 RSUs, were cancelled and converted into the right to receive $5.03 in cash per share, leaving her with 0 shares directly held.

Positive

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Insider CLARIZIO LYNDA M
Role Director
Type Security Shares Price Value
Disposition Common Stock 137,708 -- --
Holdings After Transaction: Common Stock — 0 shares (Direct)
Footnotes (1)
  1. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 9, 2026, by and among the Issuer, Emma Buyer, LLC, a Delaware limited liability company ("Parent"), and Emma Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Parent ("Merger Sub"), on July 14, 2026 (the "Effective Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly-owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $5.03 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Includes 23,255 restricted stock units ("RSUs") subject to time-based vesting requirements. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs automatically became fully vested and were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration, without interest and subject to any applicable tax withholding.
Shares disposed 137,708 shares Common stock cancelled in issuer disposition on July 14, 2026
Merger Consideration $5.03 per share Cash received per cancelled share under Agreement and Plan of Merger
RSUs affected 23,255 RSUs Time-based RSUs that vested and were cashed out at the Merger Consideration
Post-transaction holdings 0 shares Direct common stock held by Lynda M Clarizio after the merger-related disposition
Agreement and Plan of Merger regulatory
"Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 9, 2026"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
restricted stock units financial
"Includes 23,255 restricted stock units ("RSUs") subject to time-based vesting requirements"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Merger Consideration financial
"converted into the right to receive $5.03 in cash, without interest, per share ... (the "Merger Consideration")"
Merger consideration is the total payment a company or buyer offers to shareholders of a target company in exchange for combining the two businesses, and can include cash, shares in the surviving company, debt assumption, or a mix of these. Investors care because the form and amount affect the deal’s value, tax consequences, immediate cash received versus future ownership, and the risk and upside of holding new shares — similar to choosing between cash now or stock that could grow later.
wholly-owned subsidiary regulatory
"the Issuer continuing as the surviving corporation and a wholly-owned subsidiary of Parent"
A wholly-owned subsidiary is a company whose entire ownership is held by another company, called the parent, so the parent controls all shares, board appointments and major decisions. For investors this matters because the subsidiary’s profits, losses, assets and liabilities are treated as part of the parent’s financial picture, affecting valuation and risk exposure — imagine a parent owning a single storefront outright and consolidating its receipts and bills into the parent’s books.
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FAQ

What insider transaction did Emerald Holding (EEX) director Lynda M Clarizio report?

Lynda M Clarizio reported disposing of 137,708 shares of Emerald Holding common stock through a merger-related cancellation and cash-out at $5.03 per share. The disposition occurred on July 14, 2026, in connection with Emerald’s merger into a subsidiary of Emma Buyer LLC.

At what price were Lynda M Clarizio’s Emerald Holding (EEX) shares cashed out?

Her shares were converted into the right to receive $5.03 in cash per share, without interest. This amount, defined as the Merger Consideration, was set by the Agreement and Plan of Merger governing Emma Buyer LLC’s acquisition of Emerald Holding, Inc.

How many Emerald Holding (EEX) shares and RSUs were affected for Lynda M Clarizio?

A total of 137,708 shares of common stock were cancelled for cash, including 23,255 restricted stock units (RSUs). The RSUs became fully vested at the merger effective time and were converted into cash based on the same $5.03 per-share Merger Consideration.

What was Lynda M Clarizio’s Emerald Holding (EEX) ownership after the merger transaction?

Following the merger-related disposition, Lynda M Clarizio held 0 shares of Emerald Holding common stock directly. All reported shares, including vested RSUs, were cancelled and converted into cash, consistent with Emerald becoming a wholly-owned subsidiary of Emma Buyer LLC.

What does the Form 4 code "D" mean in this Emerald Holding (EEX) filing?

The transaction used code "D", indicating a disposition to the issuer rather than an open-market sale. In this case, the shares were cancelled in exchange for cash under the merger terms, as Emerald was acquired by Emma Buyer LLC through a subsidiary.

How is the Emerald Holding (EEX) merger with Emma Buyer LLC described for this insider?

The filing describes an Agreement and Plan of Merger under which Emma Merger Sub, Inc. merged into Emerald on July 14, 2026. Emerald continued as the surviving corporation and became a wholly-owned subsidiary of Emma Buyer LLC, triggering the cash-out of Lynda M Clarizio’s equity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CLARIZIO LYNDA M

(Last)(First)(Middle)
EMERALD HOLDING, INC.
100 BROADWAY, 14TH FLOOR

(Street)
NEW YORK NEW YORK 10005

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Emerald Holding, Inc. [ EEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/14/2026D(1)137,708(2)(3)D(1)(2)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 9, 2026, by and among the Issuer, Emma Buyer, LLC, a Delaware limited liability company ("Parent"), and Emma Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Parent ("Merger Sub"), on July 14, 2026 (the "Effective Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly-owned subsidiary of Parent.
2. In connection with the Merger, these shares were cancelled and converted into the right to receive $5.03 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
3. Includes 23,255 restricted stock units ("RSUs") subject to time-based vesting requirements. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs automatically became fully vested and were cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration, without interest and subject to any applicable tax withholding.
/s/ Lynda Clarizio07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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* Form 4: SEC 1474 (03-26)