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Director at Emerald Holding (EEX) awarded 23,255 restricted stock units vesting in 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Emerald Holding, Inc. director David Saul Levin reported an equity award linked to the company’s common stock. He acquired 23,255 restricted stock units as a board compensation grant, with no cash paid per unit. Following this award, his directly held equity-linked interests total 314,253.148 shares of common stock.

The restricted stock units will vest on February 25, 2027 if he continues serving on the board through that date, and vested units will be settled in shares of common stock within 15 days after vesting. If there is a Change in Control under Emerald Holding, Inc.’s 2017 Omnibus Equity Plan and he ceases board service before that date, all unvested units will become fully vested.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Levin David Saul

(Last) (First) (Middle)
EMERALD HOLDING, INC.
100 BROADWAY, 14TH FLOOR

(Street)
NEW YORK NY 10005

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Emerald Holding, Inc. [ EEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2026 A(1) 23,255 A $0 314,253.148 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date, these restricted stock units will vest on February 25, 2027 and be settled, with respect to vested restricted stock units, in shares of common stock no later than 15 days after such vesting date. Notwithstanding the foregoing, upon a Change in Control (as defined in the Emerald Holding, Inc. 2017 Omnibus Equity Plan, as amended) prior to such vesting date and the reporting person's relief of service from the board of directors, all then-unvested restricted stock units shall become fully vested.
/s/ David Levin 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity award did Emerald Holding (EEX) director David Saul Levin receive?

David Saul Levin received an award of 23,255 restricted stock units tied to Emerald Holding’s common stock. The units were granted as compensation, at a price of $0.00 per unit, and increase his directly held equity-linked interests to 314,253.148 shares of common stock.

When do David Saul Levin’s 23,255 restricted stock units at Emerald Holding (EEX) vest?

The 23,255 restricted stock units are scheduled to vest on February 25, 2027, subject to Levin’s continued service on Emerald Holding’s board. After vesting, they will be settled in shares of common stock no later than 15 days following the February 25, 2027 vesting date.

How will David Saul Levin’s Emerald Holding (EEX) restricted stock units be settled?

Upon vesting on February 25, 2027, David Saul Levin’s restricted stock units will be settled in shares of Emerald Holding common stock. Settlement will occur no later than 15 days after that vesting date, delivering actual shares corresponding to the vested restricted stock units.

What happens to David Saul Levin’s Emerald Holding (EEX) restricted stock units if there is a Change in Control?

If a Change in Control occurs under Emerald Holding’s 2017 Omnibus Equity Plan and Levin is relieved from board service before February 25, 2027, all his then-unvested restricted stock units will become fully vested. This accelerates vesting relative to the original 2027 vesting schedule.

Did David Saul Levin buy or sell any Emerald Holding (EEX) shares for cash in this Form 4?

The Form 4 reports an equity award, not a cash purchase or sale. Levin acquired 23,255 restricted stock units at a price of $0.00 per unit as compensation, increasing his total directly held equity-linked position to 314,253.148 shares of common stock.
Emerald Holding Inc

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