Welcome to our dedicated page for Energy Focus SEC filings (Ticker: EFOI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Energy Focus, Inc. (EFOI) filings with the U.S. Securities and Exchange Commission, along with AI-generated explanations to help interpret the disclosures. As a Nasdaq-listed manufacturer of LED lighting, lighting controls, and UV-C disinfection products, Energy Focus uses SEC reports to describe its financial condition, risks, and corporate actions.
Investors can review periodic reports such as annual and quarterly filings, where the company discusses revenue from commercial and military maritime lighting and control products, cost structure considerations, and risk factors related to competition, supply chains, government funding, and financing needs. Current reports on Form 8-K highlight specific events, including earnings releases, private placements of common stock to executives under exemptions like Section 4(a)(2) of the Securities Act, and changes in board or committee composition.
Where available, proxy and governance documents outline matters submitted to stockholders, such as director elections and capital structure proposals, while other filings may address unregistered sales of equity securities and material agreements. For a company active in commercial, institutional, and military maritime lighting, these documents can provide context on customer concentration, funding dependencies, and strategic priorities.
Stock Titan’s tools surface real-time updates from EDGAR and apply AI to summarize lengthy filings, helping readers quickly identify key points in earnings releases, capital-raising disclosures, and governance changes. Users can also monitor items related to unregistered equity issuances and executive-related share purchases, as reflected in Energy Focus’ recent Form 8-K filings.
Energy Focus, Inc. filed a Form S-8 to register 200,000 shares of common stock under its Amended and Restated 2020 Stock Incentive Plan, together with additional shares that may become issuable under the plan’s adjustment and anti-dilution provisions.
The filing incorporates by reference the company’s recent 10-K, 10-Qs, and select 8-Ks, and includes customary exhibits such as the legal opinion, auditor consent, and power of attorney.
Energy Focus, Inc. (EFOI) reported Q3 2025 results with net sales of $826 thousand and a net loss of $172 thousand ($0.03 per share). Gross profit was $147 thousand on cost of sales of $679 thousand. Operating expenses fell to $322 thousand from $586 thousand a year ago, narrowing quarterly operating loss to $175 thousand.
For the nine months ended September 30, 2025, net sales were $2.585 million, net loss was $671 thousand, and operating expenses declined to $1.155 million from $1.988 million in 2024, reflecting cost controls. Cash was $897 thousand at quarter-end, up from $565 thousand at December 31, 2024. Stockholders’ equity was $3.140 million. Shares outstanding were 5,739,415 as of November 12, 2025; this is a baseline figure, not an amount being offered.
Management states substantial doubt remains about the company’s ability to continue as a going concern. The company believes it is in compliance with Nasdaq’s minimum stockholders’ equity requirement but cannot assure continued compliance. During 2025, the CEO purchased common stock in private placements totaling $900 thousand in gross proceeds.
Energy Focus, Inc. (EFOI) furnished its Q3 2025 earnings release. The company reported it issued an earnings release for the three and nine months ended September 30, 2025, and attached it as Exhibit 99.1.
The information was furnished under Item 2.02 and is not deemed “filed” for purposes of Section 18 of the Exchange Act, nor incorporated by reference except as expressly stated.
Energy Focus, Inc. entered into a material securities purchase agreement with its Chief Executive Officer and Chief Financial Officer, Chiao Chieh (Jay) Huang, on August 15, 2025. The company agreed to issue and sell in a private placement 264,550 shares of its common stock at a purchase price of $1.89 per share, equal to the prior day’s closing price, for total proceeds of $500,000. These shares were issued in an unregistered transaction relying on exemptions under Section 4(a)(2) of the Securities Act, based on the purchaser’s representations and covenants in the agreement.
Huang Chiao Chieh, who is listed as Director, Chief Executive Officer and a 10% owner of Energy Focus, Inc. (EFOI), reported an open-market purchase on 08/15/2025 of 264,550 shares of the issuer's common stock at a price of $1.89 per share. After the acquisition the report shows 1,159,210 shares beneficially owned directly and additional indirect holdings reported through controlled affiliates (42,788; 534,592; 428,077). The Form 4 was signed by an attorney-in-fact on 08/19/2025.
Energy Focus, Inc. reported net sales of $1.143 million in the quarter and $1.759 million for the first six months, down 26% year-over-year for both periods. Gross profit improved to 13% of sales in the quarter (19% for six months) as fixed costs were reduced. The company recorded a net loss of $0.231 million for the quarter and $0.499 million for six months, and had cash of $0.499 million with no outstanding debt. Total assets were $4.798 million and total stockholders' equity was $2.812 million.
The company discloses that substantial doubt about its ability to continue as a going concern persists despite expense reductions and recent private placements that raised $400 thousand in 2025. Sales remain concentrated: one customer in Taiwan represented ~67% of accounts receivable and three customers accounted for ~98% of receivables. Related-party suppliers are a material concentration (86% of accounts payable and 91% of purchase commitments). The company maintains compliance with Nasdaq's minimum stockholders' equity rule but notes continued risks and a need for additional funding.
Energy Focus, Inc. filed a current report to furnish a press release announcing its financial results for the three and six months ended June 30, 2025. The press release is attached as Exhibit 99.1 and is incorporated by reference for those detailed figures. The company specifies that this information, including Exhibit 99.1, is being furnished rather than filed under the Exchange Act, which limits certain legal liabilities. The filing also includes an Inline XBRL cover page data file as Exhibit 104.
Energy Focus (NASDAQ:EFOI) filed a Form 4 reporting insider purchases by Chief Executive Officer, Director and 10% owner Chiao Chieh Huang.
Huang acquired 103,627 shares of common stock on March 27 2025 at $1.93 and an additional 110,497 shares on June 23 2025 at $1.81. Following the transactions, his direct ownership increased to 894,660 shares.
The filing also lists 1,005,457 shares held indirectly through controlled affiliates—Sander Electronics, Sander Electronic Co., Ltd., and Inwood Holding Ltd.—bringing Huang’s total reported beneficial ownership to roughly 1.9 million shares.
The two open-market purchases total 214,124 shares, a gain of more than 14 % versus Huang’s post-March direct stake and represent an outlay of about $0.4 million, signalling increased executive confidence in Energy Focus’s prospects.
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