EFR: 1607 Capital reports 1.59M shares (5.37%)
Rhea-AI Filing Summary
Eaton Vance Senior Floating-Rate Trust ownership disclosure: 1607 Capital Partners, LLC reports beneficial ownership of 1,586,239 shares (representing 5.37% of the class) and the Asset Management Committee of Dominion Energy, Inc. is reported with 1,485,539 shares (representing 5.03% of the class).
The filing states 1607 has sole voting and dispositive power over its reported shares; Dominion is reported as a client with a termination right under an investment management agreement and disclaims voting or dispositive authority. Signatures for both reporting persons are dated 05/15/2026.
Positive
- None.
Negative
- None.
Insights
Filing shows joint Schedule 13G ownership disclosures with adviser-client attribution.
The statement attributes 1,586,239 shares (5.37%) to 1607 Capital Partners, LLC with sole voting and dispositive power under client IMAs. It separately lists 1,485,539 shares (5.03%) for the Asset Management Committee of Dominion Energy, Inc., which disclaims beneficial ownership beyond pecuniary interest.
Requisite joint filing language and signatures are present; timing and ownership percentages are explicit, and cash‑flow treatment is not discussed in the excerpt.
Positions exceed the 5% Schedule 13G threshold and are reported with adviser-client context.
The adviser, 1607 Capital Partners, LLC, reports sole authority to vote and dispose of 1,586,239 shares, indicating active advisory control over that stake. Dominion is reported as a client with a termination right and disclaims voting authority.
Monitor future amendments for changes in percent ownership or shifts in voting/dispositive power that would alter disclosure classification.
Key Figures
Key Terms
Schedule 13G regulatory
investment management agreement (IMA) financial
sole voting and dispositive power regulatory
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What stake does 1607 Capital Partners report in Eaton Vance Senior Floating-Rate Trust (EFR)?
When were these Schedule 13G signatures dated for the EFR disclosure?
Does the filing identify any third party with rights to dividends or sale proceeds?
AI-generated analysis. How Rhea-AI works. Not financial advice.