UBS Group files Amendment No.9; holds 0 Auction Preferred Shares (EFR)
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary
Eaton Vance Senior Floating-Rate Trust - Amendment No. 9 to a Schedule 13G/A filed by UBS Group AG and certain subsidiaries reports beneficial ownership of 0 shares of the trust's Auction Preferred Stock across the listed CUSIPs as of 05/29/2026.
Positive
- None.
Negative
- None.
Key Figures
Filing date: 05/29/2026
Beneficial ownership: 0 shares
Percent of class: 0 %
+1 more
4 metrics
Filing date
05/29/2026
Amendment No. 9 to Schedule 13G/A
Beneficial ownership
0 shares
Amount beneficially owned reported in Item 4(a)
Percent of class
0 %
Percent of class reported in Item 4(b)
CUSIPs listed
27828Q204; 27828Q303; 27828Q402; 27828Q501
Auction Preferred Stock identifiers in Item 2(d)/(e)
Key Terms
Schedule 13G/A, beneficially owned, Auction Preferred Stock
3 terms
Schedule 13G/A regulatory
"Amendment No. 9 ) Eaton Vance Senior Floating-Rate Trust Auction Preferred Stock"
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.
beneficially owned financial
"Item 4. | Ownership (a) | Amount beneficially owned: 0"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Auction Preferred Stock financial
"(d) | Title of class of securities: Auction Preferred Stock"
FAQ
What does the UBS Schedule 13G/A amendment for EFR report?
It reports that UBS Group AG and its subsidiaries beneficially own 0 shares of Eaton Vance Senior Floating-Rate Trust's Auction Preferred Stock. The filing lists the relevant CUSIPs and is dated 05/29/2026.
Which securities are referenced in the filing for EFR?
The filing references Auction Preferred Stock under CUSIPs 27828Q204, 27828Q303, 27828Q402, and 27828Q501. These identifiers appear verbatim in the Schedule 13G/A amendment.
Who filed the Schedule 13G/A amendment on behalf of UBS for EFR?
The statement is filed by UBS Group AG on behalf of itself and wholly owned subsidiaries including UBS Financial Services Inc. and UBS Securities LLC, signed 05/29/2026.