STOCK TITAN

1607 Capital reports 3.01% stake in Eaton Vance trust

(Moderate)
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

1607 Capital Partners, LLC and the Asset Management Committee of Dominion Energy, Inc. report their holdings in Eaton Vance Senior Floating-Rate Trust common shares in an amended Schedule 13G. 1607 Capital is the beneficial owner of 889,618 shares, representing 3.01% of the outstanding class, with sole voting and dispositive power over these shares under its investment management agreements. Dominion Energy’s Asset Management Committee is deemed the beneficial owner of 785,674 shares, or 2.66%, solely because it can terminate its investment management agreement with 1607 on less than sixty days’ notice; it has no authority to vote or dispose of these shares. Both reporting persons state ownership of 5 percent or less of the trust’s common shares and enter into a joint filing agreement covering this and future amendments.

Positive

  • None.

Negative

  • None.
Shares beneficially owned by 1607 Capital 889,618 shares Beneficial ownership of Eaton Vance Senior Floating-Rate Trust common shares
1607 Capital percent of class 3.01% Percent of Eaton Vance Senior Floating-Rate Trust common shares outstanding
Shares beneficially owned by Dominion committee 785,674 shares Beneficial ownership deemed for Asset Management Committee of Dominion Energy, Inc.
Dominion committee percent of class 2.66% Percent of Eaton Vance Senior Floating-Rate Trust common shares outstanding
Termination notice period less than sixty days Dominion’s right to terminate its investment management agreement with 1607
beneficial owner financial
"1607 Capital Partners, LLC (1607), an investment adviser, is the beneficial owner"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
sole voting power financial
"based on having sole voting power and sole power to dispose of these shares"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
dispositive power financial
"sole power to dispose or to direct the disposition of"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
investment management agreements financial
"under all its client investment management agreements (IMAs)"
disclaims beneficial ownership financial
"*This Reporting Person disclaims beneficial ownership in the securities"

FAQ

What ownership stake in EFR does 1607 Capital Partners, LLC report?

1607 Capital Partners, LLC reports beneficial ownership of 889,618 Eaton Vance Senior Floating-Rate Trust (EFR) shares, representing 3.01% of the outstanding common shares, with sole voting and sole dispositive power under its investment management agreements.

How many EFR shares does Dominion Energy’s Asset Management Committee beneficially own?

The Asset Management Committee of Dominion Energy, Inc. is deemed to beneficially own 785,674 EFR shares, equal to 2.66% of the class, solely due to its right to terminate its investment management agreement with 1607 on less than sixty days’ notice.

Do the reporting persons in this EFR Schedule 13G/A have voting power over the shares?

1607 Capital Partners, LLC has sole power to vote and dispose of 889,618 EFR shares. Dominion’s Asset Management Committee has no authority under its investment management agreement to vote or dispose of the shares it is deemed to beneficially own.

Are 1607 Capital and Dominion Energy’s committee considered large (over 5%) holders of EFR?

No. 1607 Capital Partners, LLC reports beneficial ownership of 3.01% of EFR, and Dominion Energy’s Asset Management Committee reports 2.66%. Each specifically reports ownership of 5 percent or less of the trust’s common shares.

What is the relationship between 1607 Capital Partners and Dominion Energy’s committee regarding EFR?

Dominion Energy’s Asset Management Committee is a client of 1607 Capital Partners, LLC under an investment management agreement. 1607 currently has sole authority to vote and dispose of the EFR shares held for Dominion, while Dominion can terminate the agreement on less than sixty days’ notice.

What is the purpose of the joint filing agreement in this EFR Schedule 13G/A?

The joint filing agreement provides that 1607 Capital Partners, LLC and the Asset Management Committee of Dominion Energy, Inc. file this and all subsequent Schedule 13G amendments on a joint basis, while each remains responsible only for the accuracy of information concerning itself.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates





27828Q105

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



1607 Capital Partners, LLC
Signature:Kevin Rutherford
Name/Title:Kevin Rutherford | Chief Compliance Officer
Date:08/14/2026
Asset Management Committee of Dominion Energy, Inc.
Signature:Nicholas Everett
Name/Title:Nicholas Everett | Director of Investments
Date:08/14/2026
Exhibit Information

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that allsubsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additionaljoint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completenessand accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the informationconcerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate. This agreement may be executed in multiple counterparts, each of which shall constitute an original, one and the same instrument. Date: August 14, 2026 1607 Capital Partners, LLC By: /s/ Kevin Rutherford Name: Kevin Rutherford Title: Chief Compliance Officer Asset Management Committee of Dominion Energy, Inc. *This Reporting Person disclaims beneficial ownership in the securities reported herein, except to the extent of its pecuniary interest therein. By: /s/ Nicholas Everett Name: Nicholas Everett Title: Director of Investments

Keep reading