Enterprise Financial Services (EFSC) EVP reports new stock awards and RSU vesting
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Enterprise Financial Services Corp EVP and Chief Accounting Officer Troy Dumlao reported several equity compensation transactions on February 10, 2026. He acquired 361 shares of common stock upon the exercise of restricted share units at $0 and received additional grants of 593 and 478 common shares, all under the company’s 2018 Stock Incentive Plan. To cover tax withholding on these issuances, 179, 293, and 236 shares of common stock were disposed of at $59.22 per share rather than sold for investment purposes. Following these transactions, Dumlao directly owned 8,261 shares of common stock and 400 depository shares, along with multiple nonqualified stock options and restricted share unit awards that vest in future years, generally subject to continued employment.
Positive
- None.
Negative
- None.
Insider Trade Summary
361 shares exercised/converted
Mixed
16 txns
Insider
DUMLAO TROY
Role
EVP, Chief Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Share Units | 361 | $0.00 | -- |
| Exercise | Common Stock | 361 | $0.00 | -- |
| Tax Withholding | Common Stock | 179 | $59.22 | $11K |
| Grant/Award | Common Stock | 593 | $0.00 | -- |
| Tax Withholding | Common Stock | 293 | $59.22 | $17K |
| Grant/Award | Common Stock | 478 | $0.00 | -- |
| Tax Withholding | Common Stock | 236 | $59.22 | $14K |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Depository Shares | -- | -- | -- |
Holdings After Transaction:
Restricted Share Units — 0 shares (Direct);
Common Stock — 7,898 shares (Direct);
Non Qualified Stock Option (Right to Buy) — 1,058 shares (Direct);
Depository Shares — 400 shares (Direct)
Footnotes (1)
- Withholding of stock to satisfy tax withholding obligation on issuance of common stock. The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering. This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
FAQ
What insider transactions did EFSC executive Troy Dumlao report on February 10, 2026?
Troy Dumlao reported equity compensation activity, including RSU vesting into 361 common shares and grants of 593 and 478 shares. Shares totaling 179, 293, and 236 were withheld at $59.22 per share to cover tax obligations related to these awards.
What new EFSC equity awards did Troy Dumlao receive in this Form 4 filing?
Troy Dumlao received common stock awards of 593 and 478 shares at $0 per share, granted under Enterprise Financial Services’ 2018 Stock Incentive Plan. He also reported restricted share units and nonqualified stock options that vest or become exercisable in future years, subject to continued employment.
What EFSC stock options does Troy Dumlao hold according to this Form 4?
Troy Dumlao holds several nonqualified stock options covering 1,058, 1,266, 1,769, 2,722, and 1,919 shares of common stock. These options have exercise prices between $39.5 and $57.17, with expirations from 2031 through 2035, and specified future exercisability dates.