Enterprise Financial Services (EFSC) grants 1,845 RSUs to senior executive
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Enterprise Financial Services Corp reported that SEVP and Chief Banking Officer Douglas Bauche acquired 1,845 Restricted Share Units on March 4, 2026 as a grant with a stated price of $0.00 per unit. The RSUs were granted under the company’s 2018 Stock Incentive Plan, with each unit representing the right to receive one share of common stock, and are scheduled to vest 100% in the first quarter of 2029, subject to continued employment. Following this grant, Bauche holds these RSUs directly, along with existing option awards and common stock positions held both directly and through a 401(k) plan stock fund.
Positive
- None.
Negative
- None.
Insider Trade Summary
11 transactions reported
Mixed
11 txns
Insider
BAUCHE DOUGLAS
Role
SEVP, Chief Banking Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Share Units | 1,845 | $0.00 | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Share Units — 1,845 shares (Direct);
Non Qualified Stock Option (Right to Buy) — 4,730 shares (Direct);
Common Stock — 3,282 shares (Indirect, 401(K) Plan);
Common Stock — 28,421 shares (Direct)
Footnotes (1)
- These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
FAQ
What insider transaction did EFSC report for Douglas Bauche on this Form 4?
Douglas Bauche, SEVP and Chief Banking Officer of Enterprise Financial Services Corp (EFSC), reported receiving a grant of 1,845 Restricted Share Units on March 4, 2026. This reflects equity-based compensation rather than an open-market stock purchase or sale.
Does this EFSC Form 4 show any insider stock sales by Douglas Bauche?
The Form 4 data shows an acquisition of 1,845 Restricted Share Units by Douglas Bauche and no reported open-market stock sales. Other line items primarily reflect existing holdings in options, RSUs, and common stock positions rather than new sale transactions.
How is some of Douglas Bauche’s EFSC common stock held according to the filing?
A portion of Douglas Bauche’s EFSC common stock is held indirectly through a unitized stock fund in the company’s 401(k) Plan. That fund consists of both cash and Enterprise Financial common stock, with the mix of each varying over time.