Stock awards: Enterprise Financial Services (EFSC) grants 836 RSUs
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Enterprise Financial Services Corp reported that EVP and Chief Accounting Officer Troy Dumlao acquired 836 Restricted Share Units on March 4, 2026 as a grant or award. The RSUs were issued under the company’s 2018 Stock Incentive Plan, with each unit representing the right to receive one share of common stock, subject to plan terms and continued employment.
Positive
- None.
Negative
- None.
Insider Trade Summary
11 transactions reported
Mixed
11 txns
Insider
DUMLAO TROY
Role
EVP, Chief Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Share Units | 836 | $0.00 | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Non Qualified Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Depository Shares | -- | -- | -- |
Holdings After Transaction:
Restricted Share Units — 836 shares (Direct);
Non Qualified Stock Option (Right to Buy) — 1,058 shares (Direct);
Common Stock — 8,261 shares (Direct);
Depository Shares — 400 shares (Direct)
Footnotes (1)
- Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering. This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
FAQ
What insider transaction did EFSC report for Troy Dumlao on this Form 4?
EFSC reported that EVP and Chief Accounting Officer Troy Dumlao received a grant of 836 Restricted Share Units on March 4, 2026. The filing classifies this as a grant or award acquisition rather than an open-market stock purchase or sale.
Were there any EFSC insider stock sales or open-market buys disclosed in this Form 4?
The Form 4 for EFSC shows no insider stock sales or open-market purchases. It reports one acquisition transaction, consisting of a grant of 836 Restricted Share Units to executive Troy Dumlao, along with updated holdings for options, common stock, restricted units, and depository shares.
What other EFSC securities holdings are reported for Troy Dumlao on this Form 4?
The Form 4 lists direct holdings in common stock, multiple tranches of non-qualified stock options, various blocks of Restricted Share Units, and 400 Depositary Shares. Each Depositary Share represents a one-fortieth interest in a share of EFSC’s 5.00% Series A preferred stock, purchased in an underwritten offering.