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Enterprise Financial (EFSC) Director Issued 1,032 Shares Under Stock Plan

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lyne Andrich, a director of Enterprise Financial Services Corp (EFSC), reported an acquisition of 1,032 shares of EFSC common stock on 08/22/2025. The shares were issued under the company's Non-Management Director Stock Plan at a reported price of $0, and the filing reports 6,384 shares beneficially owned following the transaction. The Form 4 was signed on 08/26/2025 and identifies the filing as by one reporting person.

Positive

  • Director received 1,032 shares under the Non-Management Director Stock Plan, showing increased insider ownership
  • Form 4 filed and signed, disclosing the transaction and meeting Section 16 reporting obligations

Negative

  • None.

Insights

TL;DR: Routine director issuance increases insider ownership modestly; non-cash grant under director plan.

The report documents a non-cash issuance of 1,032 common shares to a company director under the Non-Management Director Stock Plan, increasing reported beneficial ownership to 6,384 shares. This is a standard equity compensation mechanism for board members and does not disclose cash consideration. The transaction date is 08/22/2025 and the Form 4 was signed 08/26/2025.

TL;DR: Typical director compensation disclosure; aligns director incentives via equity awards.

The filing shows a director-level issuance under the established stock plan rather than an open-market purchase or sale. It specifies the issuance was recorded at a $0 price in the filing and cites the Non-Management Director Stock Plan in the explanation. The disclosure meets Section 16 reporting requirements for a single reporting person.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Andrich Lyne

(Last) (First) (Middle)
150 N. MERAMEC

(Street)
CLAYTON MO 63105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENTERPRISE FINANCIAL SERVICES CORP [ EFSC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/22/2025 A 1,032 A $0(1) 6,384 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares issued under the Non-Management Director Stock Plan.
/s/ Lyne Andrich 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for EFSC?

Lyne Andrich, a director of Enterprise Financial Services Corp (EFSC), signed the Form 4 on 08/26/2025.

What transaction was reported for EFSC on 08/22/2025?

An acquisition of 1,032 shares of EFSC common stock was reported, issued under the Non-Management Director Stock Plan.

What was the reported price for the shares in the EFSC Form 4?

The filing reports a price of $0 per share for the issued shares, with an explanatory note that they were issued under the Non-Management Director Stock Plan.

How many EFSC shares does the reporting person beneficially own after the transaction?

The Form 4 reports 6,384 shares beneficially owned following the reported transaction.

Was this Form 4 filed individually or jointly?

The filing indicates it was a Form filed by one reporting person.
Enterprise Finl Svcs Corp

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United States
CLAYTON