STOCK TITAN

Estee Lauder director Sternlicht sells 4,697 shares

The reported option position following the exercise was zero, while each of three family trusts was reported as holding 12,000 Class A shares.

Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Estee Lauder Companies Inc. director Barry S. Sternlicht exercised options for 4,697 Class A shares at an exercise price of $78.36 per share and sold 4,697 Class A shares at $108.63 per share on November 6, 2026. The reported option position following the exercise was zero, and no Rule 10b5-1 plan is reported. The 1999 Sternlicht Family Trust 1, the 1999 Sternlicht Family Trust 2 and the 1999 Sternlicht Family Trust 3 were each reported as holding 12,000 Class A shares; Sternlicht disclaims beneficial ownership to the extent he does not have a pecuniary interest in those shares.

Insider STERNLICHT BARRY S
Role Director
Sold 4,697 shs ($510K)
Approx. gross sale proceeds $510K
Approx. exercise cost $368K
Approx. pre-tax spread $142K
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) F2, F3 4,697 -- --
Exercise Class A Common Stock 4,697 $78.36 $368K
Sale Class A Common Stock 4,697 $108.63 $510K
Holding Class A Common Stock F1 -- -- --
Holding Class A Common Stock F1 -- -- --
Holding Class A Common Stock F1 -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 0 contracts (Direct); Class A Common Stock — 34,812 shares (Direct); Class A Common Stock — 12,000 shares (Indirect, 1999 Sternlicht Family Trust 2); Class A Common Stock — 12,000 shares (Indirect, 1999 Sternlicht Family Trust 1); Class A Common Stock — 12,000 shares (Indirect, 1999 Sternlicht Family Trust 3)
Footnotes (3)
  1. F1. The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
  2. F2. Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
  3. F3. Not applicable.
Options exercised 4,697 shares November 6, 2026
Exercise price $78.36 per share Options exercised on November 6, 2026
Class A shares sold 4,697 shares November 6, 2026
Sale price $108.63 per share Sale on November 6, 2026
Reported option position following transaction 0 shares After the November 6, 2026 exercise
Class A shares held by each of three trusts 12,000 shares The 1999 Sternlicht Family Trust 1, 2 and 3
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy)"
Non-Employee Director Share Incentive Plan financial
"Issuer's Non-Employee Director Share Incentive Plan"
beneficial ownership regulatory
"disclaims beneficial ownership of such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest regulatory
"does not have a pecuniary interest in such shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many EL shares did Barry S. Sternlicht sell, and at what price?

Barry S. Sternlicht, a director, sold 4,697 Class A shares on November 6, 2026, at $108.63 per share. No Rule 10b5-1 plan is reported.

How many EL shares did Barry S. Sternlicht acquire through option exercise?

On November 6, 2026, Barry S. Sternlicht exercised options for 4,697 Class A shares at an exercise price of $78.36 per share; the reported option position following the transaction was zero.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STERNLICHT BARRY S

(Last)(First)(Middle)
STARWOOD CAPITAL GROUP
591 W. PUTNAM AVE.

(Street)
GREENWICH CONNECTICUT 06830

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ESTEE LAUDER COMPANIES INC [ EL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock11/06/2026M4,697A$78.3639,509D
Class A Common Stock11/06/2026S4,697D$108.6334,812D
Class A Common Stock12,000I1999 Sternlicht Family Trust 2(1)
Class A Common Stock12,000I1999 Sternlicht Family Trust 1(1)
Class A Common Stock12,000I1999 Sternlicht Family Trust 3(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)(2)$78.3611/06/2026M4,69711/11/201711/11/2026Class A Common Stock4,697(3)0D
Explanation of Responses:
1. The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
2. Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
3. Not applicable.
Remarks:
Barry S. Sternlicht, by Robin Cohen, Attorney-in-fact11/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading