Welcome to our dedicated page for Electra Battery Materials SEC filings (Ticker: ELBM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Electra Battery Materials Corp files SEC documents as a foreign private issuer, meaning its disclosure framework differs from typical U.S. domestic companies. Instead of 10-K and 10-Q reports, Electra files annual reports on Form 20-F and uses Form 6-K for material announcements throughout the year. Understanding this structure helps investors locate the information they need about this cobalt refinery developer.
Form 6-K filings serve as the primary source of real-time updates from Electra Battery Materials. These documents cover material events including financing transactions, construction milestones, partnership announcements, and government grant awards. For a development-stage company building North America's first cobalt sulfate refinery, these 6-K filings often contain critical project updates.
The company's F-3 shelf registration and 424B5 prospectus supplements document its capital-raising activities. As a pre-revenue company funding major infrastructure development, these securities filings reveal financing terms, use of proceeds, and dilution considerations relevant to shareholders.
Insider transactions through Form 4 filings show when directors and officers buy or sell company shares. For a development-stage critical minerals company, tracking insider activity can provide insight into management's confidence during the construction phase.
Our platform provides AI-powered summaries that explain what each filing means for Electra Battery Materials specifically. Rather than decoding dense securities language yourself, see key takeaways highlighted instantly. Whether you're tracking 6-K announcements for refinery progress or reviewing prospectus supplements for financing details, these tools save hours of document analysis.
Access the complete regulatory record for ELBM below, with filings organized by type and date for easy navigation through the company's disclosure history.
Electra Battery Materials Corporation is conducting an at-the-market offering of its common shares for up to US$5,500,000 in gross proceeds through H.C. Wainwright & Co. as sales agent. The program allows Electra to sell shares from time to time on Nasdaq or to market makers in the United States, with the agent earning up to a 3% cash commission on each sale.
Based on a November 21, 2025 Nasdaq price of US$0.8495, the company illustrates up to 6,474,396 shares sold, which would increase common shares outstanding from 93,653,238 to 100,127,634. Electra plans to use any net proceeds, alongside existing cash, to complete construction of its Ontario sulfate refinery and for working capital and general corporate purposes. The prospectus also highlights recent US$34.5 million equity financing, an approximately US$40 million debt restructuring, and risk factors including recurring losses, substantial doubt about its ability to continue as a going concern, potential Nasdaq listing challenges, and possible PFIC tax treatment for U.S. investors.
Electra Battery Materials Corporation has filed a Form F-3 resale registration covering up to 108,836,744 common shares. These shares consist of 21,860,375 exchange shares from an October 2025 debt restructuring, 55,041,712 shares issuable upon exercise of October 2025 warrants, 31,735,657 shares issuable upon exercise of October 2025 pre-funded warrants, and 199,000 shares issuable upon exercise of April 2025 warrants. Existing shareholders named in the prospectus may sell these shares from time to time, while Electra will receive no proceeds from such resales, only any cash paid to exercise the warrants.
Electra operates a cobalt sulfate refinery in Ontario and holds the Iron Creek cobalt-copper project in Idaho, aiming to supply battery materials to the North American EV market. The company is restarting and expanding its refinery, advancing a black mass recycling strategy, and has recently completed a US$34.5 million financing and debt restructuring to support construction and ramp-up. As of November 21, 2025, 93,653,238 common shares were outstanding.
Electra Battery Materials Corporation has filed Amendment No. 4 to its Form F-3 shelf registration to offer up to US$50,000,000 of common shares, warrants and units from time to time, including an "at the market" program for up to US$5,500,000 of common shares. The amendment updates the filing to incorporate recent Form 6-K disclosures and refresh business, risk and prospectus information.
Electra describes plans to finance and complete construction of its Ontario cobalt refinery and to advance a battery recycling project, supported by government funding indications and a previously completed US$34.5 million October 2025 unit financing and related debt restructuring. The company highlights risks such as future dilution, potential passive foreign investment company tax treatment for U.S. holders, and the possibility of Nasdaq de‑listing if it fails to maintain listing requirements. As of November 21, 2025, Electra had 93,653,238 common shares outstanding.
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