Elutia CSO reports vesting of 12,500 RSUs

Elutia’s chief scientific officer had RSUs vest into common shares, with a portion withheld to cover taxes.

Rhea-AI Filing Summary

ELUTIA INC. (ELUT) reported that Chief Scientific Officer Michelle LeRoux Williams had restricted stock units vest and convert into Class A common stock on September 10, 2026. 12,500 restricted stock units were exercised into 12,500 shares, and 4,269 shares were withheld at $0.80 per share to satisfy tax withholding. The remaining shares from this vesting are held directly. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

12,500 shares exercised/converted

Exercise 3 txns

Insider Williams Michelle LeRoux

Role CHIEF SCIENTIFIC OFFICER

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2, F4	12,500	$0.00	$0.00
Exercise	Class A Common Stock F1, F2	12,500	--	--
Tax Withholding	Class A Common Stock F3	4,269	$0.80	$3K

Holdings After Transaction: Restricted Stock Units — 12,500 contracts (Direct); Class A Common Stock — 126,283 shares (Direct)

Footnotes (4)

1. F1. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units.
2. F2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
3. F3. Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units.
4. F4. On January 31, 2024, the Reporting Person was granted 150,000 restricted stock units. Restricted stock units as to 1/6 vest on June 10, 2024, and as to 1/12 vest quarterly on each of the following dates: September 10, 2024, December 10, 2024, March 10, 2025, June 10, 2025, September 10, 2025, December 10, 2025, March 10, 2026, June 10, 2026, September 10, 2026, and December 10, 2026.

Key Figures

RSUs converted: 12,500 units Shares issued from RSUs: 12,500 shares Shares withheld for taxes: 4,269 shares +2 more

5 metrics

RSUs converted 12,500 units Restricted stock units exercised into Class A common stock on September 10, 2026

Shares issued from RSUs 12,500 shares Class A common stock received from RSU vesting on September 10, 2026

Shares withheld for taxes 4,269 shares Shares withheld to satisfy tax withholding requirements on RSU vesting

Tax withholding value per share $0.80 per share Value applied to shares withheld for tax withholding on September 10, 2026

Original RSU grant 150,000 units Restricted stock units granted on January 31, 2024, with scheduled vesting through 2026

Key Terms

Restricted Stock Units, contingent right, tax withholding requirements

3 terms

Restricted Stock Units financial

"Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share"

tax withholding requirements financial

"Shares withheld by the Issuer to satisfy tax withholding requirements on vesting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ELUT’s chief scientific officer report?

Michelle LeRoux Williams reported RSU vesting on September 10, 2026, where 12,500 restricted stock units converted into 12,500 shares of Elutia Class A common stock, with a portion of those shares withheld to satisfy tax obligations.

How many ELUT shares were withheld for taxes in this Form 4?

The filing states that 4,269 shares of Elutia Class A common stock were withheld to satisfy tax withholding requirements on the vesting of restricted stock units, at a reported value of $0.80 per share.

Were the ELUT transactions made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan for these transactions, meaning the RSU vesting and related share withholding are not reported as part of a pre-arranged trading plan.

What RSU grant underlies the ELUT vesting reported on this Form 4?

Footnotes state that on January 31, 2024, the reporting person was granted 150,000 restricted stock units, which vest 1/6 on June 10, 2024, and 1/12 quarterly on specified dates through December 10, 2026.

What type of securities were involved in the ELUT Form 4 transactions?

The transactions involved restricted stock units that each represent a contingent right to receive one share of Elutia’s Class A common stock, and the resulting Class A common shares issued upon vesting and conversion of those units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 05:02 PM EDT Accepted by SEC EDGAR 09/14/2026 - 05:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Williams Michelle LeRoux

(Last) (First) (Middle)

C/O ELUTIA INC.

20 FIRSTFIELD ROAD

(Street)

GAITHERSBURG MARYLAND 20878

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ELUTIA INC. [ ELUT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF SCIENTIFIC OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/10/2026		M		12,500(1)	A	(2)	130,552	D
Class A Common Stock	09/10/2026		F		4,269(3)	D	$0.8	126,283	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	09/10/2026		M			12,500	(4)	(4)	Class A Common Stock	12,500	$0	12,500	D

Explanation of Responses:

1. Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units.

2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

3. Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units.

4. On January 31, 2024, the Reporting Person was granted 150,000 restricted stock units. Restricted stock units as to 1/6 vest on June 10, 2024, and as to 1/12 vest quarterly on each of the following dates: September 10, 2024, December 10, 2024, March 10, 2025, June 10, 2025, September 10, 2025, December 10, 2025, March 10, 2026, June 10, 2026, September 10, 2026, and December 10, 2026.

	/s/ Jeffrey Hamet, Attorney-in-Fact for Michelle LeRoux Williams	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)