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Dividend RSUs lift EMCOR (NYSE: EME) CAO Mauricio Lum’s holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EMCOR Group reported that CAO, EVP & General Counsel Mauricio Maxine Lum acquired 4 shares of common stock on April 30, 2026 through a grant of restricted stock units tied to a dividend paid that day. These RSUs carry the same vesting and forfeiture terms as the underlying awards, bringing his direct holdings, including RSUs, to 22,480 shares.

Positive

  • None.

Negative

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Insider Mauricio Maxine Lum
Role CAO, EVP & General Counsel
Type Security Shares Price Value
Grant/Award Common Stock 4 $0.00 --
Holdings After Transaction: Common Stock — 22,480 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on April 30, 2026. The RSUs issued on April 30, 2026 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued. Includes shares issuable in respect of RSUs.
RSUs granted 4 shares Restricted stock units issued April 30, 2026 as dividend equivalents
Grant price $0.00 per share Price for 4 RSUs granted April 30, 2026
Holdings after transaction 22,480 shares Direct holdings including shares issuable under RSUs after April 30, 2026
Transaction code A Grant, award, or other acquisition of common stock
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
dividend financial
"as a consequence of a dividend paid on the Company's common stock on April 30, 2026"
A dividend is a payment that a company gives to its shareholders, usually from its profits. It’s like a bonus or reward for owning the company's stock, and it can provide a steady income stream for investors. Companies pay dividends to share their success with the people who own their stock.
vesting and forfeiture provisions financial
"subject to the same vesting and forfeiture provisions as the RSUs"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mauricio Maxine Lum

(Last)(First)(Middle)
301 MERRITT SEVEN

(Street)
NORWALK CONNECTICUT 06851

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EMCOR Group, Inc. [ EME ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CAO, EVP & General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/30/2026A4(1)A$022,480(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on April 30, 2026. The RSUs issued on April 30, 2026 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.
2. Includes shares issuable in respect of RSUs.
Jarrett R. Szeftel, Attorney-in-Fact05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did EMCOR Group (EME) disclose in this Form 4 for Mauricio Maxine Lum?

EMCOR Group disclosed that CAO, EVP & General Counsel Mauricio Maxine Lum received 4 restricted stock units on April 30, 2026. These units were issued as a consequence of a dividend on EMCOR’s common stock and follow the same vesting and forfeiture terms as his existing RSUs.

How many EMCOR Group (EME) shares does Mauricio Maxine Lum hold after this transaction?

After the April 30, 2026 grant, Mauricio Maxine Lum beneficially holds 22,480 EMCOR Group common shares. This figure includes shares issuable in respect of restricted stock units, reflecting both previously granted RSUs and the additional 4 units issued due to the dividend.

What is the nature of the 4 EMCOR Group (EME) shares acquired by Mauricio Maxine Lum?

The 4 shares represent restricted stock units issued in respect of already outstanding RSUs, triggered by a dividend on April 30, 2026. They are compensation-related awards, not open-market purchases, and have a stated price of $0.00 per share in the Form 4.

Do the new EMCOR Group (EME) RSUs for Mauricio Maxine Lum have separate vesting terms?

No. The RSUs issued on April 30, 2026 are subject to the same vesting and forfeiture provisions as the RSUs for which they were issued. They effectively increase the size of existing awards rather than creating a new, separately structured grant.

Were the EMCOR Group (EME) shares acquired by Mauricio Maxine Lum a market transaction?

No, this was not a market transaction. The Form 4 shows transaction code “A” for a grant or award acquisition, with 4 RSUs issued at $0.00 per share as a dividend-equivalent adjustment on his existing restricted stock units.