STOCK TITAN

EMCOR Group (NYSE: EME) CAO reports RSU dividend shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EMCOR Group, Inc. executive Mauricio Maxine Lum, the company's CAO, EVP & General Counsel, reported a small insider acquisition linked to stock-based compensation. On January 30, 2026, he received 6 shares of common stock at a price of $0, reflecting restricted stock units (RSUs) credited as a consequence of a dividend paid on EMCOR's common stock.

The new RSUs are subject to the same vesting and forfeiture terms as the original RSUs they relate to. Following this adjustment, Lum beneficially owns 28,919 shares of EMCOR common stock, including shares issuable from RSUs, all reported as directly owned.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mauricio Maxine Lum

(Last) (First) (Middle)
301 MERRITT SEVEN

(Street)
NORWALK CT 06851

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EMCOR Group, Inc. [ EME ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CAO, EVP & General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 A 6(1) A $0 28,919(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on January 30, 2026. The RSUs issued on January 30, 2026 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.
2. Includes shares issuable in respect of RSUs.
Jarrett R. Szeftel, Attorney-in-Fact 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Mauricio Maxine Lum report at EMCOR Group (EME)?

Mauricio Maxine Lum reported receiving 6 shares of EMCOR common stock at $0 on January 30, 2026. The shares reflect restricted stock units credited due to a dividend on EMCOR’s common stock and follow the same vesting and forfeiture terms as the original RSUs.

How many EMCOR Group (EME) shares does Mauricio Maxine Lum own after this Form 4?

After the reported transaction, Mauricio Maxine Lum beneficially owns 28,919 shares of EMCOR common stock. This figure includes shares that may be issued in the future upon settlement of his restricted stock units, all reported as directly owned.

Why did Mauricio Maxine Lum receive additional EMCOR shares with no purchase price?

He received the additional shares as restricted stock units issued because EMCOR paid a dividend on its common stock on January 30, 2026. These RSUs function as an anti-dilution adjustment and carry the same vesting and forfeiture provisions as the underlying RSUs.

Does this EMCOR Group Form 4 show a stock sale by Mauricio Maxine Lum?

No, the Form 4 reports an acquisition, not a sale. It shows 6 additional EMCOR common shares, tied to RSUs, credited at a price of $0 following a dividend. The filing reflects an incremental equity award adjustment rather than a disposition of shares.

What are the terms of the new RSUs reported by EMCOR executive Mauricio Maxine Lum?

The new restricted stock units issued on January 30, 2026 are subject to the same vesting and forfeiture provisions as the already outstanding RSUs they are tied to. They arise solely from a dividend adjustment on EMCOR’s common stock, not from a new grant program.

Is the EMCOR (EME) insider transaction economically significant for shareholders?

The transaction is very small in size, involving only 6 additional common shares credited through RSUs. It represents an administrative adjustment related to a dividend, rather than a large open-market purchase or sale that could materially alter insider ownership dynamics.
Emcor Group Inc

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United States
NORWALK