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EMIS Form 3: Anna C. Mallon reports zero beneficial ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Emmis Acquisition Corp. reported that Director Anna C. Mallon filed a Form 3 initial statement of beneficial ownership. The event date is 09/24/2025. The filing states no securities are beneficially owned.

The remarks note Ms. Mallon holds membership interests in Emmis Capital Sponsor LLC but has no voting rights over any securities held by the Sponsor and disclaims beneficial interest except to the extent of her pecuniary interest. The form was filed by one reporting person.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Mallon-De Castro Anna Christin

(Last) (First) (Middle)
C/O EMMIS ACQUISITION CORP
515 E LAS OLAS BLVD, SUITE 120

(Street)
FORT LAUDERDALE FL 33301

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/24/2025
3. Issuer Name and Ticker or Trading Symbol
Emmis Acquisition Corp. [ EMIS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Anna C Mallon holds membership interests in Emmis Capital Sponsor LLC Sponsor LLC (the "Sponsor"), the sponsor of the Issuer. However, Anna C Mallon does not have voting rights over any securities held by the Sponsor and accordingly disclaims any beneficial interest other than to the extent of her pecuniary interest.
No securities are beneficially owned.
/s/ Anna C Mallon 11/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Emmis Acquisition Corp. (EMIS) disclose in this filing?

A Form 3 initial statement by Director Anna C. Mallon with an event date of 09/24/2025.

Does the reporting person in EMIS’s Form 3 own any securities?

The filing states no securities are beneficially owned by Anna C. Mallon.

What is Anna C. Mallon’s relationship to Emmis Acquisition Corp. (EMIS)?

She is listed as a Director.

What does the Form 3 say about Sponsor interests and voting rights?

Mallon holds membership interests in the Sponsor but has no voting rights over securities it holds and disclaims beneficial interest except for her pecuniary interest.

Was the Form 3 filed by one or multiple reporting persons?

It was filed by one reporting person.

What is the event date referenced in the EMIS Form 3?

The event date is 09/24/2025.
EMMIS ACQUISITION CORP.

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