STOCK TITAN

Eastern Co (EML) director adds shares in open-market purchase

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eastern Co director Frederick D. DiSanto reported an open-market purchase of 101 shares of common stock at $18.99 per share. This trade increased his direct holdings to 99,790 shares. The filing also shows indirect holdings of 43,797 and 11,970 shares, held by Ancora Catalyst and Ancora Merlin entities, where he may be deemed a beneficial owner but disclaims beneficial ownership beyond his economic interest.

Positive

  • None.

Negative

  • None.
Insider DiSanto Frederick D.
Role Director
Bought 101 shs ($2K)
Type Security Shares Price Value
Purchase Common Stock, par value $0.01 per share 101 $18.99 $2K
holding Common Stock, par value $0.01 per share -- -- --
holding Common Stock, par value $0.01 per share -- -- --
Holdings After Transaction: Common Stock, par value $0.01 per share — 99,790 shares (Direct); Common Stock, par value $0.01 per share — 43,797 shares (Indirect, see footnote)
Footnotes (1)
  1. Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DiSanto Frederick D.

(Last) (First) (Middle)
6060 PARKLAND
SUITE 200

(Street)
CLEVELAND OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTERN CO [ EML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 03/10/2026 P 101 A $18.99 99,790 D
Common Stock, par value $0.01 per share 43,797 I see footnote(1)
Common Stock, par value $0.01 per share 11,970 I see footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2. Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section16. Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Fredrick DiSanto 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Frederick D. DiSanto report for Eastern Co (EML)?

Frederick D. DiSanto reported an open-market purchase of 101 shares of Eastern Co common stock. The transaction occurred at $18.99 per share and modestly increased his direct stake, as disclosed in a Form 4 insider trading report filed with regulators.

How many Eastern Co (EML) shares did DiSanto buy and at what price?

DiSanto bought 101 shares of Eastern Co common stock at $18.99 per share. This small open-market purchase added to his existing position and is recorded as a routine director transaction in the latest Form 4 filing.

What are Frederick D. DiSanto’s direct Eastern Co shareholdings after this trade?

After the reported purchase, DiSanto’s direct holdings total 99,790 Eastern Co common shares. This figure, shown in the Form 4, reflects his personal ownership separate from additional indirect positions held through affiliated Ancora investment entities.

What indirect Eastern Co (EML) holdings are associated with Ancora entities?

The filing lists 43,797 shares owned by Ancora Catalyst and 11,970 shares owned by Ancora Merlin. DiSanto may be deemed a beneficial owner because of his leadership roles at Ancora, but he expressly disclaims beneficial ownership beyond his pecuniary interest.

Does the Eastern Co Form 4 show any stock sales by DiSanto?

The Form 4 reports only a net-buy pattern, with one open-market purchase of 101 shares and no sales. Additional rows simply state indirect holdings totals, without any reported dispositions of Eastern Co common stock in this filing.

How many Eastern Co shares are indirectly reported for DiSanto in this Form 4?

The Form 4 shows 43,797 shares held by Ancora Catalyst and 11,970 shares held by Ancora Merlin. These are reported as indirect holdings, with DiSanto potentially deemed a beneficial owner but expressly disclaiming beneficial ownership except for his pecuniary interest.