Eastern Company (EML) Insider Purchase: DiSanto Acquires 1,000 Shares

Rhea-AI Filing Summary

Eastern Company (EML) insider filing: Director Frederick D. DiSanto reported a purchase of 1,000 shares of Eastern Company common stock on 08/12/2025 at $22.99 per share.

After the reported transaction Mr. DiSanto directly beneficially owned 82,449 shares and also reported indirect holdings of 43,797 shares held by Ancora Catalyst and 11,970 shares held by Ancora Merlin, with accompanying disclaimers that his beneficial ownership of the indirect holdings is limited to his pecuniary interest.

Positive

• Insider purchase reported: Director Frederick D. DiSanto acquired 1,000 shares at $22.99, signaling insider buying activity.
• Full disclosure of indirect holdings: Filing lists indirect holdings of 43,797 and 11,970 shares and includes disclaimers, supporting transparency.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR Director made a small open-market purchase, signaling modest insider buying with standard beneficial ownership disclaimers.

The Form 4 shows a 1,000-share purchase at $22.99 on 08/12/2025. Post-transaction direct ownership is 82,449 shares and indirect ownership comprises 43,797 and 11,970 shares held by affiliated entities, with explicit disclaimers limiting claimed beneficial ownership to pecuniary interest. The filing is routine and includes appropriate disclosure of indirect holdings and disclaimers, meeting Section 16 transparency requirements.

Securities Analyst

TL;DR Small insider purchase recorded; impact on valuation likely minimal but demonstrates some insider participation.

The transaction code indicates a purchase of 1,000 shares at $22.99. The filing details both direct and indirect holdings, attributing indirect holdings to Ancora Catalyst and Ancora Merlin and noting Mr. DiSanto's role in related entities. While an insider purchase can be viewed positively, the size disclosed here is modest relative to total reported holdings, so material market impact is unlikely.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DiSanto Frederick D.

(Last) (First) (Middle)

6060 PARKLAND

SUITE 200

(Street)

CLEVELAND OH 44124

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
EASTERN CO [ EML ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	08/12/2025		P		1,000	A	$22.99	82,449	D
Common Stock, par value $0.01 per share								43,797	I	See Footnote(1)
Common Stock, par value $0.01 per share								11,970	I	See Footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares owned directly by Ancora Catalyst. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, for purposes of Section 16.Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

2. Shares owned directly by Ancora Merlin. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, may be deemed to beneficially own the shares owned directly by Ancora Merlin, for purposes of Section16.Mr.DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

	Fredrick DiSanto	08/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Frederick D. DiSanto report on Form 4 for EML?

He reported a purchase of 1,000 shares of Eastern Company common stock on 08/12/2025 at a price of $22.99 per share.

How many shares does Mr. DiSanto directly and indirectly own after the reported trade?

The filing shows 82,449 shares directly owned following the transaction and indirect holdings of 43,797 and 11,970 shares held by affiliated entities.

What entities hold the indirect shares reported by Mr. DiSanto?

The indirect holdings are reported as owned directly by Ancora Catalyst (43,797 shares) and Ancora Merlin (11,970 shares), per the filing explanations.

Does Mr. DiSanto claim beneficial ownership of the indirect holdings?

He includes a disclaimer stating he may be deemed to beneficially own those shares due to his roles but expressly disclaims beneficial ownership

When was the Form 4 signed?

The signature block shows the form signed by Frederick DiSanto on 08/14/2025.